Nathan Tepp has been an investment adviser representative at Eq since January 2020, and is not listed among the firm’s executive officers or direct owners.
Eq, LLC is a firm with $942M under management, 544 clients and 8 advisers across 12 offices, as of its September 2026 filing.
Nate Tepp is Financial Advisor of EQ Wealth Management. He helps chair EQ's bi-monthly Investment Policy Committee meetings and leads the annual investment manager due diligence research calls. Before joining EQ, he was a financial advisor with Wells Fargo in Seattle, providing financial planning and investment management services to clients.
Nathan Tepp’s longest registration is the current one, 6 years at Eq since 2020. Before joining Eq in 2020, Nathan Tepp was registered through Wells Fargo Clearing Services, LLC and Kutscher Rhodes & Benner, Inc.
- Eq Wealth ManagementCurrent– present · 6 yearsSeattle, WA · Adviser representative · Firm CRD 291033
- Wells Fargo Clearing Services, LLC– · 4 yearsSeattle, WA · Adviser representative · Firm CRD 19616
- Kutscher Rhodes & Benner, Inc.– · under a yearSeattle, WA · Adviser representative · Firm CRD 107475
Professional designations
Listed by Eq
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nathan Tepp is registered as an investment adviser representative in Washington, since January 2020.
- WashingtonSince 6 January 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 July 2015 |
| Series 7 | General Securities Representative Examination | 19 June 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 September 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nathan Evan Tepp
- CRD
- 6381611
- Firm
- Eq · CRD 291033
- Office
- Seattle, WA
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- eqwm.com
Where does Nathan Tepp work?
Nathan Tepp is an investment adviser representative registered through Eq, LLC since January 2020, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Tepp a financial advisor?
Yes. Nathan Tepp has a current investment-adviser registration in Washington, through Eq since January 2020.
How many years of experience does Nathan Tepp have?
Nathan Tepp has 12 years in the financial industry, since September 2014, across 3 adviser firms.
What exams has Nathan Tepp passed?
Nathan Tepp has passed 3 licensing exams: the Series 65, Series 7 and Series 63. The earliest, the Series 65, was passed in September 2014. FINRA credited Nathan Tepp with the SIE, which began in October 2018.
Where did Nathan Tepp work before Eq?
Before Eq, Nathan Tepp was registered through Kutscher Rhodes & Benner, Inc., September 2014 to April 2015.
Where is Nathan Tepp based?
Nathan Tepp’s registered office is in Seattle, WA.
Is Nathan Tepp registered with FINRA?
No. Nathan Tepp has no current broker registration.
Is Nathan Tepp a CFP?
Eq lists Nathan Tepp with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Nate Tepp biography, eqwm.com
How can I verify Nathan Tepp’s record?
Search CRD 6381611 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Tepp’s full registration record.
