Nathan Stutz has been an investment adviser representative at Sterling Investment Management since August 2026, and is not listed among the firm’s executive officers or direct owners. Nathan Stutz holds a Bachelor of Science Degree in Finance from Utah Valley University.
Sterling Investment Management, LLC is a Tucson, AZ firm with $409M under management, 151 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Nathan Stutz is Associate Portfolio Manager of Sterling Investment Management. He provides research and financial analysis for equity, fixed income and alternative securities, and is a member of the firm's Investment Policy Committee. Prior to joining Sterling, he was a financial analyst for a private company where he evaluated a wide range of company investments.
- – present · under a yearTucson, AZ · Adviser representative · Firm CRD 112923
Investment adviser representative registrations
Nathan Stutz is registered as an investment adviser representative in 4 states. Each was approved in August 2026.
- ArizonaSince 27 August 2026
- CaliforniaSince 21 August 2026
- ColoradoSince 21 August 2026
- OklahomaSince 21 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 August 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nathan J Stutz
- CRD
- 8271363
- Firm
- Sterling Investment Management · CRD 112923
- Office
- 6262 NORTH SWAN RD., SUITE 210, Tucson, AZ 85718
- Registration
- Investment adviser registration
- In the industry since
- August 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sterlinginvestmentmanagement.com
Where does Nathan Stutz work?
Nathan Stutz is an investment adviser representative registered through Sterling Investment Management, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Stutz a financial advisor?
Yes. Nathan Stutz has a current investment-adviser registration in Arizona, California, Colorado and Oklahoma, through Sterling Investment Management since August 2026.
How many years of experience does Nathan Stutz have?
Nathan Stutz has 0 years in the financial industry, since August 2026, across 1 adviser firm.
What exams has Nathan Stutz passed?
Nathan Stutz passed the Series 65 in August 2026.
Where is Nathan Stutz based?
Nathan Stutz’s registered office is in Tucson, AZ.
Is Nathan Stutz registered with FINRA?
No. Nathan Stutz has no current broker registration.
How can I verify Nathan Stutz’s record?
Search CRD 8271363 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Stutz’s full registration record.