John Payne has been Managing Partner, Chief Investment Officer of Sterling Investment Management since September 1995, is a control person of the firm and directly owns 75% or more of it. John Payne holds a Bachelor of Arts from Indiana University and a Master of Science in Finance from the University of Wyoming.
Sterling Investment Management, LLC is a Tucson, AZ firm with $409M under management, 151 clients and 4 advisers across 2 offices, as of its March 2026 filing.
John Payne is Managing Partner and Chief Investment Officer of Sterling Investment Management. He has over 30 years of investment experience, including active portfolio management and the trading of equity, fixed income and derivative securities. Before founding Sterling Investment Management in 1995, he was Vice President and Senior Portfolio Manager for Bank of America, managing its Investment Advisory Group.
- – present · 14 yearsTucson, AZ · Adviser representative · Firm CRD 112923
- – · 14 yearsTucson, AZ · Adviser representative · Firm CRD 112923
Professional designations
Listed by Sterling Investment Management
- Chartered Financial Analyst (CFA)
Investment adviser representative registrations
John Payne is registered as an investment adviser representative in Arizona, since February 2012.
- ArizonaSince 22 February 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 14 December 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- John Harman Payne
- CRD
- 2694662
- Firm
- Sterling Investment Management · CRD 112923
- Role
- Managing Partner, Chief Investment Officer
- Office
- 6262 NORTH SWAN RD., SUITE 210, Tucson, AZ 85718
- Registration
- Investment adviser registration
- In the industry since
- December 1997
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sterlinginvestmentmanagement.com
Where does John Payne work?
John Payne has been Managing Partner, Chief Investment Officer of Sterling Investment Management, LLC since September 1995, and is a control person of the firm.
Is John Payne a financial advisor?
Yes. John Payne has a current investment-adviser registration in Arizona, through Sterling Investment Management since February 2012.
How many years of experience does John Payne have?
John Payne has 28 years in the financial industry, since December 1997, across 1 adviser firm.
What exams has John Payne passed?
John Payne passed the Series 65 in December 1995.
Where did John Payne work before Sterling Investment Management?
Before Sterling Investment Management, John Payne was registered through Sterling Investment Management, Inc., November 1995 to December 2009.
Where is John Payne based?
John Payne’s registered office is in Tucson, AZ.
Is John Payne registered with FINRA?
No. John Payne has no current broker registration.
Is John Payne a CFA charterholder?
Sterling Investment Management lists John Payne with the CFA credential (“Chartered Financial Analyst (CFA)”) on its website. CFA Institute confirms certification status.
Source: John Payne biography, sterlinginvestmentmanagement.com
How can I verify John Payne’s record?
Search CRD 2694662 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes John Payne’s full registration record.