Nathan Steele has been Associate Advisor of BWM Planning since August 2022, is not listed as a control person, but directly owns between 10% and 25% of the firm.
BWM Planning LLC is a Houston, TX firm with $465M under management, 86 clients and 5 advisers across 3 offices, as of its March 2026 filing.
Investment adviser representative registrations
Nathan Steele is registered as an investment adviser representative in Texas, since September 2022.
- TexasSince 28 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 September 2022 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nathan Andrew Steele
- CRD
- 7620095
- Firm
- BWM Planning · CRD 304855
- Role
- Associate Advisor
- Registration
- Investment adviser registration
- In the industry since
- September 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Nathan Steele work?
Nathan Steele has been Associate Advisor of BWM Planning LLC since August 2022.
Is Nathan Steele a financial advisor?
Yes. Nathan Steele has a current investment-adviser registration in Texas, through BWM Planning since September 2022.
How many years of experience does Nathan Steele have?
Nathan Steele has 4 years in the financial industry, since September 2022, across 1 adviser firm.
What exams has Nathan Steele passed?
Nathan Steele passed the Series 65 in September 2022.
Is Nathan Steele registered with FINRA?
No. Nathan Steele has no current broker registration.
How can I verify Nathan Steele’s record?
Search CRD 7620095 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Steele’s full registration record.