Nathan Rockwell has been an investment adviser representative at Aegis Wealth Group since November 2021, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Group, LLC is a Midvale, UT firm with $248M under management, 803 clients and 15 advisers across 2 offices, as of its July 2026 filing.
Nathan Rockwell’s longest registration is the current one, 4 years at Aegis Wealth Group since 2021.
- MHL InvestmentsAlso current– present · 1 yearReno, NV · Adviser representative and broker · Firm CRD 2535
Investment adviser representative registrations
Nathan Rockwell is registered as an investment adviser representative in 2 states. The first approvals date from November 2021; the most recent is Nevada, in June 2023.
- NevadaSince 22 June 2023
- UtahSince 23 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 18 January 2025 |
| Series 7TO | General Securities Representative Examination | 23 December 2024 |
| SIE | Securities Industry Essentials Examination | 20 November 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 2021 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nathan Brant Rockwell
- CRD
- 7471905
- Firm
- Aegis Wealth Group · CRD 222515
- Office
- 3605 Grant Dr., Reno, NV 89509
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nathan Rockwell work?
Nathan Rockwell is an investment adviser representative registered through Aegis Wealth Group, LLC since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Rockwell a financial advisor?
Yes. Nathan Rockwell has a current investment-adviser registration in Nevada and Utah, through Aegis Wealth Group since November 2021.
How many years of experience does Nathan Rockwell have?
Nathan Rockwell has 4 years in the financial industry, since November 2021, across 2 adviser firms.
What exams has Nathan Rockwell passed?
Nathan Rockwell has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in November 2021.
Where is Nathan Rockwell based?
Nathan Rockwell’s registered office is in Reno, NV.
Is Nathan Rockwell registered with FINRA?
Yes. Nathan Rockwell has a current broker registration, under CRD 7471905.
Source: FINRA BrokerCheck
How can I verify Nathan Rockwell’s record?
Search CRD 7471905 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nathan Rockwell’s full registration record.