Nathan Brickley has been an investment adviser representative at Brickley Wealth Management since July 2017, and is not listed among the firm’s executive officers or direct owners. Nathan Brickley holds a B.S. in Finance from Santa Clara University.
Brickley Wealth Management is a San Mateo, CA firm with $950M under management, 196 clients and 5 advisers across 6 offices, as of its August 2026 filing.
Nathan Brickley is an Investment Advisor with Brickley Wealth Management. He works with clients on financial planning and investment advisory services, and advises on retirement planning, charitable giving strategies and estate planning. He joined Brickley Wealth Management in 2014 and became an owner in 2017.
Nathan Brickley’s longest registration is the current one, 9 years at Brickley Wealth Management since 2017. Before joining Brickley Wealth Management in 2017, Nathan Brickley was registered through LPL Financial LLC.
- Brickley Wealth ManagementCurrent– present · 9 yearsSan Francisco, CA · Adviser representative · Firm CRD 287487
- LPL Financial LLC– · 1 yearSan Mateo, CA · Adviser representative · Firm CRD 6413
Professional designations
Listed by Brickley Wealth Management
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Nathan Brickley is registered as an investment adviser representative in 2 states. The first approvals date from July 2017; the most recent is Oregon, in March 2021.
- CaliforniaSince 18 July 2017
- OregonSince 31 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 June 2016 |
| Series 7 | General Securities Representative Examination | 15 February 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nathan George Brickley
- CRD
- 6225833
- Firm
- Brickley Wealth Management · CRD 287487
- Office
- San Francisco, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brickleywealth.com
Where does Nathan Brickley work?
Nathan Brickley is an investment adviser representative registered through Brickley Wealth Management since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Brickley a financial advisor?
Yes. Nathan Brickley has a current investment-adviser registration in California and Oregon, through Brickley Wealth Management since July 2017.
How many years of experience does Nathan Brickley have?
Nathan Brickley has 11 years in the financial industry, since March 2015, across 2 adviser firms.
What exams has Nathan Brickley passed?
Nathan Brickley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in February 2015. FINRA credited Nathan Brickley with the SIE, which began in October 2018.
Where did Nathan Brickley work before Brickley Wealth Management?
Before Brickley Wealth Management, Nathan Brickley was registered through LPL Financial LLC, June 2016 to June 2017.
Where is Nathan Brickley based?
Nathan Brickley’s registered office is in San Francisco, CA.
Is Nathan Brickley registered with FINRA?
No. Nathan Brickley has no current broker registration.
How can I verify Nathan Brickley’s record?
Search CRD 6225833 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Brickley’s full registration record.