Nathan Bergstrom has been Partner of Eaton-Cambridge since May 2026, is not listed as a control person, but directly owns under 5% of the firm.
Eaton-Cambridge Inc. is a Phoenix, AZ firm with $481M under management, 311 clients and 4 advisers in one office, as of its June 2026 filing.
Nathan Bergstrom is Partner and Financial Advisor of Eaton-Cambridge. Bergstrom joined the firm as a Financial Advisor in November 2021, with a background in business management and entrepreneurship. His focus on financial planning began in 2018, when he started working as a Broker and Financial Advisor.
Nathan Bergstrom’s longest registration is the current one, 4 years at Eaton-Cambridge since 2021. Before joining Eaton-Cambridge in 2021, Nathan Bergstrom was registered through Financial Engines Advisors L.L.C.
- Johnson Wealth Management, LLC– · 2 yearsPhoenix, AZ · Adviser representative · Firm CRD 306504
- Eaton-Cambridge Inc.Current– present · 4 yearsPhoenix, AZ · Adviser representative · Firm CRD 116798
- Financial Engines Advisors L.L.C.– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 104510
Professional designations
Listed by Eaton-Cambridge
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nathan Bergstrom is registered as an investment adviser representative in 2 states. The first approvals date from October 2021; the most recent is Arizona, in November 2021.
- ArizonaSince 30 November 2021
- TexasSince 25 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 December 2020 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 October 2019 |
| Series 7TO | General Securities Representative Examination | 20 September 2019 |
| SIE | Securities Industry Essentials Examination | 14 August 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7078649
- Firm
- Eaton-Cambridge · CRD 116798
- Role
- Partner
- Office
- 5090 N. 40TH STREET SUITE 205, Phoenix, AZ 85018
- Registration
- Investment adviser registration
- In the industry since
- September 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- eatoncambridge.com
Where does Nathan Bergstrom work?
Nathan Bergstrom has been Partner of Eaton-Cambridge Inc. since May 2026.
Is Nathan Bergstrom a financial advisor?
Yes. Nathan Bergstrom has a current investment-adviser registration in Arizona and Texas, through Eaton-Cambridge since October 2021.
How many years of experience does Nathan Bergstrom have?
Nathan Bergstrom has 6 years in the financial industry, since September 2020, across 3 adviser firms.
What exams has Nathan Bergstrom passed?
Nathan Bergstrom has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 65. The earliest, the SIE, was passed in August 2019.
Where did Nathan Bergstrom work before Eaton-Cambridge?
Before Eaton-Cambridge, Nathan Bergstrom was registered through Financial Engines Advisors L.L.C., January 2021 to October 2021.
Where is Nathan Bergstrom based?
Nathan Bergstrom’s registered office is in Phoenix, AZ.
Is Nathan Bergstrom registered with FINRA?
No. Nathan Bergstrom has no current broker registration.
Is Nathan Bergstrom a CFP?
Eaton-Cambridge lists Nathan Bergstrom with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Nathan Bergstrom, CFP® biography, eatoncambridge.com
How can I verify Nathan Bergstrom’s record?
Search CRD 7078649 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Bergstrom’s full registration record.