Marc Giannone has been Partner and Chief Compliance Officer of Eaton-Cambridge since January 2015, is a control person of the firm and directly owns between 50% and 75% of it. Marc Giannone studied at Messiah College.
Eaton-Cambridge Inc. is a Phoenix, AZ firm with $481M under management, 311 clients and 4 advisers in one office, as of its June 2026 filing.
Marc Giannone is CEO and Managing Partner of Eaton-Cambridge. Giannone leads the firm's vision and strategy and works with the team to serve clients. He focuses on financial planning that connects clients' values with their goals, including investments, retirement, tax planning and charitable giving.
Marc Giannone’s longest registration is the current one, 14 years at Eaton-Cambridge since 2012. Before joining Eaton-Cambridge in 2012, Marc Giannone was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Johnson Wealth Management, LLC– · 3 yearsPhoenix, AZ · Adviser representative · Firm CRD 306504
- Eaton-Cambridge Inc.Current– present · 14 yearsPhoenix, AZ · Adviser representative · Firm CRD 116798
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearPhoenix, AZ · Adviser representative · Firm CRD 7691
Professional designations
Listed by Eaton-Cambridge
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Marc Giannone is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2012; the most recent is Texas, in July 2015.
- ArizonaSince 22 May 2012
- TexasResidentSince 15 July 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 September 2010 |
| Series 7 | General Securities Representative Examination | 6 August 2010 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Marc T Giannone
- CRD
- 5781192
- Firm
- Eaton-Cambridge · CRD 116798
- Role
- Partner and Chief Compliance Officer
- Office
- 5090 N. 40TH STREET SUITE 205, Phoenix, AZ 85018
- Registration
- Investment adviser registration
- In the industry since
- September 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- eatoncambridge.com
Where does Marc Giannone work?
Marc Giannone has been Partner and Chief Compliance Officer of Eaton-Cambridge Inc. since January 2015, and is a control person of the firm.
Is Marc Giannone a financial advisor?
Yes. Marc Giannone has a current investment-adviser registration in Arizona and Texas, through Eaton-Cambridge since May 2012.
How many years of experience does Marc Giannone have?
Marc Giannone has 16 years in the financial industry, since September 2010, across 3 adviser firms.
What exams has Marc Giannone passed?
Marc Giannone has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2010.
Where did Marc Giannone work before Eaton-Cambridge?
Before Eaton-Cambridge, Marc Giannone was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2010 to May 2012.
Where is Marc Giannone based?
Marc Giannone’s registered office is in Phoenix, AZ.
Is Marc Giannone registered with FINRA?
No. Marc Giannone has no current broker registration.
Is Marc Giannone a CFP?
Eaton-Cambridge lists Marc Giannone with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Marc Giannone’s record?
Search CRD 5781192 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Marc Giannone’s full registration record.