Nancy Effert has been an investment adviser representative at Essex since October 2023, and is not listed among the firm’s executive officers or direct owners.
Essex LLC is a Deer Park, IL firm with $649M under management, 608 clients and 7 advisers across 3 offices, as of its January 2026 filing.
Nancy Effert’s longest registration was 7 years at Partnervest Advisory Services LLC (2013–2020). Before joining Essex in 2023, Nancy Effert was registered through Creativeone Wealth, LLC and Partnervest Advisory Services LLC.
- Creativeone Wealth, LLC– · 2 yearsBarrington, IL · Adviser representative · Firm CRD 281213
- Partnervest Advisory Services LLC– · 7 yearsBarrington, IL · Adviser representative · Firm CRD 113621
- Crossroads Advisory Group– · 3 yearsCrystal Lake, IL · Adviser representative · Firm CRD 148021
- Financial Advisers of America, LLC– · 1 yearCrystal Lake, IL · Adviser representative · Firm CRD 142170
- Mutual Service Corporation– · 2 yearsCrystal Lake, IL · Adviser representative · Firm CRD 4806
- Money Concepts Capital Corp– · under a yearLibertyville, IL · Adviser representative · Firm CRD 12963
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearSchaumburg, IL · Adviser representative · Firm CRD 7691
Investment adviser representative registrations
Nancy Effert is registered as an investment adviser representative in Illinois, since October 2023.
- IllinoisSince 8 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 December 2004 |
| Series 7 | General Securities Representative Examination | 20 October 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 July 2002 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nancy Ann Effert
- CRD
- 4552901
- Firm
- Essex · CRD 108352
- Office
- 21805 FIELD PARKWAY, SUITE 340, Deer Park, IL 60010
- Registration
- Investment adviser registration
- In the industry since
- June 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Nancy Effert work?
Nancy Effert is an investment adviser representative registered through Essex LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Nancy Effert a financial advisor?
Yes. Nancy Effert has a current investment-adviser registration in Illinois, through Essex since October 2023.
How many years of experience does Nancy Effert have?
Nancy Effert has 21 years in the financial industry, since June 2005, across 8 adviser firms.
What exams has Nancy Effert passed?
Nancy Effert has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in July 2002.
Where did Nancy Effert work before Essex?
Before Essex, Nancy Effert was registered through Creativeone Wealth, LLC, October 2020 to September 2023; Partnervest Advisory Services LLC, October 2013 to November 2020; Crossroads Advisory Group, January 2010 to October 2013; Financial Advisers of America, LLC, October 2009 to October 2011; Mutual Service Corporation, November 2006 to August 2009; Money Concepts Capital Corp, October 2005 to August 2006; Merrill Lynch Pierce Fenner & Smith Inc., December 2004 to October 2005.
Where is Nancy Effert based?
Nancy Effert’s registered office is in Deer Park, IL.
Is Nancy Effert registered with FINRA?
No. Nancy Effert has no current broker registration.
How can I verify Nancy Effert’s record?
Search CRD 4552901 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nancy Effert’s full registration record.
