James Hartwell is a control person of Essex and directly owns 75% or more of it.
Essex is an investment adviser based in Deer Park, IL, registered with the SEC since 1997. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $649 million, as filed on 29 January 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 4346348
- Firm
- Essex · CRD 108352
- Role
- President/CEO - Managing Member
- In role since
- January 1991 · 35 years
- Control person
- Yes
- Direct ownership
- 75% or more
- Firm headquarters
- Deer Park, IL
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does James Hartwell work?
James Hartwell has been President/CEO - Managing Member of Essex LLC since January 1991, and is a control person of the firm.
How can I verify James Hartwell’s record?
James Hartwell’s role is listed on Essex LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 108352.
