Career
Nadine Le Gall has been Chief Compliance Officer of Numeric Investors since June 2019. Nadine Le Gall is a control person of the firm and directly owns under 5% of it. Nadine Le Gall holds a BS in Finance, Summa Cum Laude from St. John’s University.
Numeric Investors LLC is a Boston, MA firm with $94.4B under management, 120 clients and 45 advisers across 5 offices, as of its August 2026 filing.
Man Group identifies Nadine Le Gall as Head of Compliance for the Americas.
No adviser firm registrations are on Nadine Le Gall’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 24 | General Securities Principal Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Nadine Le Gall
- CRD
- 4358239
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Nadine Le Gall work?
Nadine Le Gall has been Chief Compliance Officer of Numeric Investors LLC since June 2019, and is a control person of the firm.
Does Nadine Le Gall have a current investment-adviser registration?
Nadine Le Gall has a current broker registration and no current investment-adviser registration.
What exams has Nadine Le Gall passed?
Nadine Le Gall has passed 3 licensing exams: the Series 14, Series 24 and Series 99TO. The earliest, the Series 14, was passed in January 2023. FINRA credited Nadine Le Gall with the SIE, which began in October 2018.