Career
Morgan Glaser has been Director of Ausbil Investment Management Limited since August 2023. Morgan Glaser is a control person of the firm and directly owns under 5% of it.
Ausbil Investment Management Limited is a Sydney, Australia firm with $14.4B under management, 43 clients and 33 advisers in one office, as of its March 2026 filing.
- New York Life Investment Management LLCAlso current– present · 9 yearsNew York, NY · Adviser representative · Firm CRD 109591
- Mbsc Securities Corporation– · 10 yearsNew York, NY · Adviser representative · Firm CRD 231
- Lord, Abbett & Co. LLC– · 3 yearsJersey City, NJ · Adviser representative · Firm CRD 110391
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| New York | Approved | 28 October 2021 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 2 February 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 14 November 2012 |
| Series 66 | Uniform Combined State Law Examination | 15 February 2002 |
| Series 7 | General Securities Representative Examination | 15 January 2002 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Morgan Lyn Glaser
- CRD
- 4461111
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Morgan Glaser work?
Morgan Glaser has been Director of Ausbil Investment Management Limited since August 2023, and is a control person of the firm.
Is Morgan Glaser a financial advisor?
Yes. Morgan Glaser has a current investment-adviser registration in New York.
How many years of experience does Morgan Glaser have?
Morgan Glaser has 24 years in the financial industry, since February 2002, across 3 adviser firms.
What exams has Morgan Glaser passed?
Morgan Glaser has passed 4 licensing exams: the Series 7, Series 66, Series 3 and Series 24. The earliest, the Series 7, was passed in January 2002. FINRA credited Morgan Glaser with the SIE, which began in October 2018.
Where was Morgan Glaser previously registered as an investment adviser?
Morgan Glaser has past investment-adviser registrations through Mbsc Securities Corporation, August 2006 to June 2017; Lord, Abbett & Co. LLC, July 2002 to June 2006, across 3 firms.
Leadership at Ausbil Investment Management Limited
- Mark KnightChief Executive Officer, Director, Company Secretary
- Vasiliki GemisisDirector, Chief Financial Officer
- Tyson CannizzaroChief Compliance Officer
- Naim Abou-JaoudeDirector
- Kristy DoGeneral Counsel and Company Secretary
- Francis HarteDirector
- Melissa KuanDirector
- Paul XiradisExecutive Chairman, Director