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Molly McCarthy

Chief Executive Officer, Chief Financial Officer and Aml Officer at L.D. Lowe Wealth Advisory in Richardson, TX

Investment adviser registrationUpdated

Molly McCarthy is Chief Executive Officer, Chief Financial Officer and Aml Officer of L.D. Lowe Wealth Advisory, Inc., an investment adviser managing $119M, and works from its Richardson, TX office. Molly McCarthy has been registered as an investment adviser representative through L.D. Lowe Wealth Advisory since 13 August 2021, has 16 years in the industry across 1 firm and has passed the Series 65.

16
Years in industry
5
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Molly McCarthy has been Chief Executive Officer, Chief Financial Officer and Aml Officer of L.D. Lowe Wealth Advisory since December 2019, is a control person of the firm and directly owns between 50% and 75% of it.

L.D. Lowe Wealth Advisory, Inc. is a Richardson, TX firm with $119M under management, 264 clients and 2 advisers in one office, as of its March 2026 filing.

  1. LD Lowe Wealth AdvisoryCurrent
    – present · 5 years
    Richardson, TX · Adviser representative · Firm CRD 136596
  2. LD Lowe Wealth Advisory
    – · 11 years
    Dallas, TX · Adviser representative · Firm CRD 136596

Credentials and registrations

Investment adviser representative registrations

Molly McCarthy is registered as an investment adviser representative in Texas, since August 2021.

  • TexasSince 13 August 2021

Examinations

Series 651 July 2009
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Molly Renee McCarthy
CRD
5150424
Firm
L.D. Lowe Wealth Advisory · CRD 136596
Role
Chief Executive Officer, Chief Financial Officer and Aml Officer
Office
1100 EAST CAMPBELL ROAD, SUITE 200, Richardson, TX 75081
Registration
Investment adviser registration
In the industry since
February 2010
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Molly McCarthy work?

Molly McCarthy has been Chief Executive Officer, Chief Financial Officer and Aml Officer of L.D. Lowe Wealth Advisory, Inc. since December 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

Is Molly McCarthy a financial advisor?

Yes. Molly McCarthy has a current investment-adviser registration in Texas, through L.D. Lowe Wealth Advisory since August 2021.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Molly McCarthy have?

Molly McCarthy has 16 years in the financial industry, since February 2010, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Molly McCarthy passed?

Molly McCarthy passed the Series 65 in July 2009.

Source: IAPD individual record, checked 22 October 2026

Where is Molly McCarthy based?

Molly McCarthy’s registered office is in Richardson, TX.

Source: IAPD individual record, checked 22 October 2026

Is Molly McCarthy registered with FINRA?

No. Molly McCarthy has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Molly McCarthy’s record?

Search CRD 5150424 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Molly McCarthy’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at L.D. Lowe Wealth Advisory

Sources

  1. IAPD individual record, CRD 5150424, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of L.D. Lowe Wealth Advisory, Inc., filed 30 March 2026. Title, control and ownership bands.
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