Career
Mitzie Pierre has been Chief Compliance Officer of Catterton Management since May 2021. Mitzie Pierre is not listed as a control person, but directly owns under 5% of the firm. Mitzie Pierre holds a BS in Finance from Florida State University and a JD from Howard University School of Law.
Catterton Management Company, L.L.C. is a Greenwich, CT firm with $30.8B under management, 88 clients and 97 advisers in one office, as of its June 2026 filing.
L Catterton identifies Mitzie Pierre as chief compliance officer and deputy general counsel, following compliance roles at IFM Investors and Partners Group.
No adviser firm registrations are on Mitzie Pierre’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 12 March 2024 |
| Series 24 | General Securities Principal Examination | 12 March 2024 |
| Series 7TO | General Securities Representative Examination | 12 March 2024 |
| Series 99TO | Operations Professional Examination | 12 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 20 October 2011 |
| Series 7 | General Securities Representative Examination | 12 September 2011 |
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Mitzie Archanne Pierre
- CRD
- 5281638
- Firm bio
- lcatterton.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Mitzie Pierre work?
Mitzie Pierre has been Chief Compliance Officer of Catterton Management Company, L.L.C. since May 2021.
Does Mitzie Pierre have a current investment-adviser registration?
Mitzie Pierre has no current investment-adviser or broker registration.
What exams has Mitzie Pierre passed?
Mitzie Pierre has passed 6 licensing exams: the Series 7, Series 63, Series 14, Series 24, Series 7TO and Series 99TO. The earliest, the Series 7, was passed in September 2011. FINRA credited Mitzie Pierre with the SIE, which began in October 2018.