Mitchell Bordelon has been an investment adviser representative at Dumaine Investments since July 2024, and is not listed among the firm’s executive officers or direct owners. Mitchell Bordelon holds a Bachelor's Degree in Finance from The University of Southern Mississippi.
Dumaine Investments LLC is a New Orleans, LA firm with $227M under management, 156 clients and 2 advisers in one office, as of its March 2026 filing.
Mitchell Bordelon is Senior Portfolio Manager, Vice President at Dumaine Investments. He has over 10 years of experience in the asset management industry and helps manage Dumaine's investment strategies and client portfolios. Before joining Dumaine, he worked as Director of Business Development and a Portfolio Manager for a New Orleans area wealth management firm, and earlier was a Senior Financial Advisor at Hancock Whitney Bank.
Mitchell Bordelon’s longest registration was 7 years at Crescent Sterling LTD. (2017–2024). Before joining Dumaine Investments in 2024, Mitchell Bordelon was registered through Crescent Sterling LTD. and Hancock Investment Services, Inc.
- Dumaine Investments LLCCurrent– present · 2 yearsNew Orleans, LA · Adviser representative · Firm CRD 306481
- Crescent Sterling LTD.– · 7 yearsMetairie, LA · Adviser representative · Firm CRD 106633
- Hancock Investment Services, Inc.– · 3 yearsHarvey, LA · Adviser representative · Firm CRD 40637
Professional designations
Listed by Dumaine Investments
- Chartered Financial Analyst
- Certified Financial Planner
Investment adviser representative registrations
Mitchell Bordelon is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in July 2024.
- LouisianaSince 23 July 2024
- TexasResidentSince 8 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 January 2014 |
| Series 7 | General Securities Representative Examination | 23 September 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mitchell Robert Bordelon
- CRD
- 5900154
- Firm
- Dumaine Investments · CRD 306481
- Office
- 650 POYDRAS STREET, SUITE 1010, New Orleans, LA 70130-6101
- Registration
- Investment adviser registration
- In the industry since
- October 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dumaineinvestments.com
Where does Mitchell Bordelon work?
Mitchell Bordelon is an investment adviser representative registered through Dumaine Investments LLC since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Mitchell Bordelon a financial advisor?
Yes. Mitchell Bordelon has a current investment-adviser registration in Louisiana and Texas, through Dumaine Investments since July 2024.
How many years of experience does Mitchell Bordelon have?
Mitchell Bordelon has 13 years in the financial industry, since October 2013, across 3 adviser firms.
What exams has Mitchell Bordelon passed?
Mitchell Bordelon has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in September 2013. FINRA credited Mitchell Bordelon with the SIE, which began in October 2018.
Where did Mitchell Bordelon work before Dumaine Investments?
Before Dumaine Investments, Mitchell Bordelon was registered through Crescent Sterling LTD., February 2017 to July 2024; Hancock Investment Services, Inc., January 2014 to February 2017.
Where is Mitchell Bordelon based?
Mitchell Bordelon’s registered office is in New Orleans, LA.
Is Mitchell Bordelon registered with FINRA?
No. Mitchell Bordelon has no current broker registration.
Is Mitchell Bordelon a CFP?
Dumaine Investments lists Mitchell Bordelon with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
Is Mitchell Bordelon a CFA charterholder?
Dumaine Investments lists Mitchell Bordelon with the CFA credential (“Chartered Financial Analyst”) on its website. CFA Institute confirms certification status.
How can I verify Mitchell Bordelon’s record?
Search CRD 5900154 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mitchell Bordelon’s full registration record.
