Clifford Favrot has been President/Chief Compliance Officer of Dumaine Investments since November 2019, is a control person of the firm and directly owns 75% or more of it. Clifford Favrot holds a Bachelor of Arts in Economics from Williams College and a Master of Business Administration from McDonough School of Business, Georgetown University.
Dumaine Investments LLC is a New Orleans, LA firm with $227M under management, 156 clients and 2 advisers in one office, as of its March 2026 filing.
Clifford Favrot is President of Dumaine Investments in New Orleans, which he founded. He co-founded Delta Financial Advisors, LLC in 2002 and served as its Chief Investment Officer for over 16 years. Before that he was a portfolio manager with Fenner, Plauché and Williams Investment Management Company, and earlier spent 9 years as a financial analyst in the banking and telecommunications industries. He also has more than 20 years of experience in real estate management and investing.
Clifford Favrot’s longest registration was 15 years at Delta Financial Advisors (2004–2020). Before joining Dumaine Investments in 2019, Clifford Favrot was registered through Delta Financial Advisors.
- Dumaine Investments LLCCurrent– present · 6 yearsNew Orleans, LA · Adviser representative · Firm CRD 306481
- Delta Financial Advisors– · 15 yearsNew Orleans, LA · Adviser representative · Firm CRD 122092
Professional designations
Listed by Dumaine Investments
- Chartered Financial Analyst
- Certified Financial Planner
Investment adviser representative registrations
Clifford Favrot is registered as an investment adviser representative in Louisiana, since December 2019.
- LouisianaSince 13 December 2019
Examinations
No examinations are on Clifford Favrot’s record.
- Full name
- Clifford Freret Favrot
- CRD
- 4570732
- Firm
- Dumaine Investments · CRD 306481
- Role
- President/Chief Compliance Officer
- Office
- 650 POYDRAS STREET, SUITE 1010, New Orleans, LA 70130-6101
- Registration
- Investment adviser registration
- In the industry since
- February 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dumaineinvestments.com
Where does Clifford Favrot work?
Clifford Favrot has been President/Chief Compliance Officer of Dumaine Investments LLC since November 2019, and is a control person of the firm.
Is Clifford Favrot a financial advisor?
Yes. Clifford Favrot has a current investment-adviser registration in Louisiana, through Dumaine Investments since December 2019.
How many years of experience does Clifford Favrot have?
Clifford Favrot has 22 years in the financial industry, since February 2004, across 2 adviser firms.
Where is Clifford Favrot based?
Clifford Favrot’s registered office is in New Orleans, LA.
Is Clifford Favrot registered with FINRA?
No. Clifford Favrot has no current broker registration.
Is Clifford Favrot a CFP?
Dumaine Investments lists Clifford Favrot with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
Is Clifford Favrot a CFA charterholder?
Dumaine Investments lists Clifford Favrot with the CFA credential (“Chartered Financial Analyst”) on its website. CFA Institute confirms certification status.
How can I verify Clifford Favrot’s record?
Search CRD 4570732 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Clifford Favrot’s full registration record.