Miste Cliadakis has been Managing Member & Chief Compliance Officer of Bay Cliadakis & Associates since April 2019, is a control person of the firm and directly owns between 50% and 75% of it.
Bay Cliadakis & Associates, LLC is a Chico, CA firm with $135M under management, 241 clients and 2 advisers in one office, as of its March 2026 filing.
Miste Cliadakis is Managing Director, Financial Planner of Altum Wealth Advisors, based in Chico, CA. She was a partner and founder of Bay Cliadakis & Associates, now Altum Wealth Advisors, and has more than 25 years of experience in the financial services industry. She specializes in asset management and retirement planning for individuals and families. She joined Tri Counties Bank in 1997 and left in 2012 to open a financial practice.
Miste Cliadakis’ longest registration is the current one, 7 years at Bay Cliadakis & Associates since 2019. Before joining Bay Cliadakis & Associates in 2019, Miste Cliadakis was registered through First Allied Advisory Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Altum Wealth AdvisorsCurrent– present · 7 yearsChico, CA · Adviser representative · Firm CRD 301214
- First Allied Advisory Services, Inc.– · 7 yearsChico, CA · Adviser representative · Firm CRD 137888
- Raymond James Financial Services Advisors, Inc– · 3 yearsChico, CA · Adviser representative · Firm CRD 149018
- Raymond James Financial Services– · 1 yearChico, CA · Adviser representative · Firm CRD 6694
Professional designations
Listed by Bay Cliadakis & Associates
- Certified Wealth Strategist® (CWS®)
- Accredited Investment Fiduciary® (AIF®)
Investment adviser representative registrations
Miste Cliadakis is registered as an investment adviser representative in 2 states. Each was approved in May 2019.
- CaliforniaSince 17 May 2019
- TexasSince 31 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 July 2007 |
| Series 51 | Municipal Fund Securities Principal Examination | 22 August 2003 |
| Series 24 | General Securities Principal Examination | 23 October 2000 |
| Series 7 | General Securities Representative Examination | 29 January 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 November 1999 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Miste Lee Cliadakis
- CRD
- 4053534
- Firm
- Bay Cliadakis & Associates · CRD 301214
- Role
- Managing Member & Chief Compliance Officer
- Office
- 1074 E. AVE. SUITE T1, Chico, CA 95926
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- altumwealth.com
Where does Miste Cliadakis work?
Miste Cliadakis has been Managing Member & Chief Compliance Officer of Bay Cliadakis & Associates, LLC since April 2019, and is a control person of the firm.
Is Miste Cliadakis a financial advisor?
Yes. Miste Cliadakis has a current investment-adviser registration in California and Texas, through Bay Cliadakis & Associates since May 2019.
How many years of experience does Miste Cliadakis have?
Miste Cliadakis has 26 years in the financial industry, since February 2000, across 4 adviser firms.
What exams has Miste Cliadakis passed?
Miste Cliadakis has passed 6 licensing exams: the Series 63, Series 7, Series 24, Series 51, Series 66 and Series 99TO. The earliest, the Series 63, was passed in November 1999. FINRA credited Miste Cliadakis with the SIE, which began in October 2018.
Where did Miste Cliadakis work before Bay Cliadakis & Associates?
Before Bay Cliadakis & Associates, Miste Cliadakis was registered through Raymond James Financial Services Advisors, Inc, January 2009 to April 2012; Raymond James Financial Services, July 2007 to January 2009.
Where is Miste Cliadakis based?
Miste Cliadakis’ registered office is in Chico, CA.
Is Miste Cliadakis registered with FINRA?
Yes. Miste Cliadakis has a current broker registration, under CRD 4053534.
Source: FINRA BrokerCheck
How can I verify Miste Cliadakis’ record?
Search CRD 4053534 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Miste Cliadakis’ full registration record.
