Miranda O'Keefe has been Chief Compliance Officer of 15 Wealth Advisors since January 2026, is a control person of the firm and directly owns under 5% of it.
15 Wealth Advisors LLC is a Mundelein, IL firm with $481M under management, 687 clients and 13 advisers across 3 offices, as of its September 2026 filing.
Miranda O'Keefe’s longest registration was 6 years at Invesco Advisers, Inc. (2012–2018). Before joining 15 Wealth Advisors in 2026, Miranda O'Keefe was registered through TSFG, LLC and Charles Schwab & Co., Inc.
- 15 Wealth Advisors LLCCurrent– present · under a yearHouston, TX · Adviser representative · Firm CRD 337459
- TSFG, LLC– · under a yearHouston, TX · Adviser representative · Firm CRD 172555
- LPL Financial LLCAlso current– present · 1 yearMundelein, IL · Adviser representative and broker · Firm CRD 6413
- Charles Schwab & Co., Inc.– · 2 yearsFulshear, TX · Adviser representative · Firm CRD 5393
- Valic Financial Advisors, Inc.– · 3 yearsHouston, TX · Adviser representative · Firm CRD 42803
- Invesco Advisers, Inc.– · 6 yearsHouston, TX · Adviser representative · Firm CRD 105360
Investment adviser representative registrations
Miranda O'Keefe is registered as an investment adviser representative in Texas, since April 2026.
- TexasSince 2 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 14 | Compliance Officer Examination | 30 April 2003 |
| Series 4 | Registered Options Principal Examination | 18 December 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 November 1999 |
| Series 53 | Municipal Securities Principal Examination | 7 July 1998 |
| Series 24 | General Securities Principal Examination | 31 March 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 May 1996 |
| Series 7 | General Securities Representative Examination | 23 May 1996 |
- Name
- Operations Professional Examination
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Compliance Officer Examination
- Name
- Registered Options Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2750070
- Firm
- 15 Wealth Advisors · CRD 337459
- Role
- Chief Compliance Officer
- Office
- 24 Greenway Plaza, Ste 1800-O, Houston, TX 77046
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Miranda O'Keefe work?
Miranda O'Keefe has been Chief Compliance Officer of 15 Wealth Advisors LLC since January 2026, and is a control person of the firm.
Is Miranda O'Keefe a financial advisor?
Yes. Miranda O'Keefe has a current investment-adviser registration in Texas, through 15 Wealth Advisors since April 2026.
How many years of experience does Miranda O'Keefe have?
Miranda O'Keefe has 29 years in the financial industry, since January 1997, across 6 adviser firms.
What exams has Miranda O'Keefe passed?
Miranda O'Keefe has passed 9 licensing exams: the Series 7, Series 63, Series 24, Series 53, Series 65, Series 4, Series 14, Series 99TO and Series 52TO. The earliest, the Series 7, was passed in May 1996. FINRA credited Miranda O'Keefe with the SIE, which began in October 2018.
Where did Miranda O'Keefe work before 15 Wealth Advisors?
Before 15 Wealth Advisors, Miranda O'Keefe was registered through Charles Schwab & Co., Inc., May 2022 to December 2024; Valic Financial Advisors, Inc., March 2019 to April 2022; Invesco Advisers, Inc., May 2012 to November 2018.
Where is Miranda O'Keefe based?
Miranda O'Keefe’s registered office is in Houston, TX.
Is Miranda O'Keefe registered with FINRA?
Yes. Miranda O'Keefe has a current broker registration, under CRD 2750070.
Source: FINRA BrokerCheck
How can I verify Miranda O'Keefe’s record?
Search CRD 2750070 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Miranda O'Keefe’s full registration record.
