Jeffrey Hughes has been Cdo of 15 Wealth Advisors since January 2026, is a control person of the firm and directly owns under 5% of it.
15 Wealth Advisors LLC is a Mundelein, IL firm with $481M under management, 687 clients and 13 advisers across 3 offices, as of its September 2026 filing.
Jeffrey Hughes’ longest registration was 22 years at Valic Financial Advisors, Inc. (2000–2023). Before joining 15 Wealth Advisors in 2026, Jeffrey Hughes was registered through TSFG, LLC and FSC Securities Corporation.
- 15 Wealth Advisors LLCCurrent– present · under a yearMundelein, IL · Adviser representative · Firm CRD 337459
- TSFG, LLC– · 1 yearMundelein, IL · Adviser representative · Firm CRD 172555
- LPL Financial LLCAlso current– present · 2 yearsRandolph, ME · Adviser representative and broker · Firm CRD 6413
- FSC Securities Corporation– · under a yearHouston, TX · Adviser representative · Firm CRD 7461
- Woodbury Financial Services, Inc.– · under a yearHouston, TX · Adviser representative · Firm CRD 421
- Sagepoint Financial, Inc.– · 1 yearHouston, TX · Adviser representative · Firm CRD 133763
- American General Financial Advisors, Inc.– · 6 yearsAnaheim, CA · Adviser representative · Firm CRD 121111
- Valic Financial Advisors, Inc.– · 22 yearsRandolph, ME · Adviser representative · Firm CRD 42803
Investment adviser representative registrations
Jeffrey Hughes is registered as an investment adviser representative in Illinois, since July 2026.
- IllinoisSince 16 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 24 May 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 51 | Municipal Fund Securities Principal Examination | 26 October 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 August 1999 |
| Series 24 | General Securities Principal Examination | 14 November 1996 |
| Series 7 | General Securities Representative Examination | 21 October 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 June 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 June 1995 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jeffrey Mark Hughes
- CRD
- 2615330
- Firm
- 15 Wealth Advisors · CRD 337459
- Role
- Cdo
- Office
- 291 N ARCHER AVE, Mundelein, IL 60060
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Jeffrey Hughes work?
Jeffrey Hughes has been Cdo of 15 Wealth Advisors LLC since January 2026, and is a control person of the firm.
Is Jeffrey Hughes a financial advisor?
Yes. Jeffrey Hughes has a current investment-adviser registration in Illinois, through 15 Wealth Advisors since July 2026.
How many years of experience does Jeffrey Hughes have?
Jeffrey Hughes has 30 years in the financial industry, since December 1995, across 8 adviser firms.
What exams has Jeffrey Hughes passed?
Jeffrey Hughes has passed 7 licensing exams: the Series 6, Series 63, Series 7, Series 24, Series 65, Series 51 and Series 52TO. The earliest, the Series 6, was passed in June 1995. FINRA credited Jeffrey Hughes with the SIE, which began in October 2018.
Where did Jeffrey Hughes work before 15 Wealth Advisors?
Before 15 Wealth Advisors, Jeffrey Hughes was registered through FSC Securities Corporation, September 2015 to April 2016; Woodbury Financial Services, Inc., July 2015 to April 2016; Sagepoint Financial, Inc., September 2014 to April 2016; American General Financial Advisors, Inc., August 2002 to May 2009; Valic Financial Advisors, Inc., September 2000 to August 2023.
Where is Jeffrey Hughes based?
Jeffrey Hughes’ registered office is in Mundelein, IL.
Is Jeffrey Hughes registered with FINRA?
Yes. Jeffrey Hughes has a current broker registration, under CRD 2615330.
Source: FINRA BrokerCheck
How can I verify Jeffrey Hughes’ record?
Search CRD 2615330 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jeffrey Hughes’ full registration record.
