Skip to content

Mindy Yu

Chief Compliance Officer, Deputy General Counsel at Causeway Capital Management

Officer recordForm ADV filed 23 March 2026

Mindy Yu is Chief Compliance Officer, Deputy General Counsel of Causeway Capital Management LLC, a Los Angeles investment adviser.

Career

Mindy Yu has been Chief Compliance Officer, Deputy General Counsel of Causeway Capital Management since January 2026. Mindy Yu is not listed as a control person, but directly owns under 5% of the firm. Mindy Yu holds a BA from Dartmouth College and a JD from Stanford Law School.

Causeway Capital Management LLC is a Los Angeles, CA firm with $62.2B under management, 1,562 clients and 40 advisers across 3 offices, as of its March 2026 filing.

Causeway identifies Mindy Yu as Chief Compliance Officer and Deputy General Counsel. She joined in 2012 and previously practiced at Dewey LeBoeuf and Kirkland & Ellis.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Mindy Yu is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Mindy Yu
CRD
8239290
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Mindy Yu work?

Mindy Yu has been Chief Compliance Officer, Deputy General Counsel of Causeway Capital Management LLC since January 2026.

Source: Form ADV, Schedule A, filed 23 March 2026

Leadership at Causeway Capital Management

Sources

  1. IAPD individual lookup, CRD 8239290. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Causeway Capital Management LLC, filed 23 March 2026. Title, control and ownership bands.
  3. Causeway Capital Management team page. Biography, education, credentials, awards.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction