Milind Dalal has been Managing Director of Clarity Wealth Advisors since October 2013, is not listed as a control person, but directly owns between 10% and 25% of the firm. Milind Dalal holds a Bachelor’s degree in Commerce from the University of Mumbai.
Clarity Wealth Advisors, LLC is a San Jose, CA firm with $733M under management, 342 clients and 2 advisers in one office, as of its September 2026 filing.
Milind P. Dalal is Managing Director of Clarity Wealth Advisors and manages client relationships. He has over 30 years of experience in the financial services industry advising individuals and small businesses. Before joining Clarity in 2013, he was a senior advisor with Prudential Financial and spent a few years in management, where he helped hire and develop new advisors.
Milind Dalal’s longest registration was 15 years at Prudential Financial Planning Services (1998–2013). Before joining Clarity Wealth Advisors in 2013, Milind Dalal was registered through Prudential Financial Planning Services.
- Clarity Wealth AdvisorsCurrent– present · 13 yearsSan Jose, CA · Adviser representative · Firm CRD 157913
- Prudential Financial Planning Services– · 15 yearsSan Jose, CA · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Milind Dalal is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2013; the most recent is Texas, in April 2020.
- CaliforniaSince 15 October 2013
- TexasResidentSince 15 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 7 August 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 1998 |
| Series 7 | General Securities Representative Examination | 25 March 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 23 December 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 15 December 1993 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Milind Pinak Dalal
- CRD
- 2368965
- Firm
- Clarity Wealth Advisors · CRD 157913
- Role
- Managing Director
- Office
- 2160 THE ALAMEDA, SUITE A, San Jose, CA 95126
- Registration
- Investment adviser registration
- In the industry since
- December 1993
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- claritywealthadvisors.com
Where does Milind Dalal work?
Milind Dalal has been Managing Director of Clarity Wealth Advisors, LLC since October 2013.
Is Milind Dalal a financial advisor?
Yes. Milind Dalal has a current investment-adviser registration in California and Texas, through Clarity Wealth Advisors since October 2013.
How many years of experience does Milind Dalal have?
Milind Dalal has 32 years in the financial industry, since December 1993, across 2 adviser firms.
What exams has Milind Dalal passed?
Milind Dalal has passed 6 licensing exams: the Series 6, Series 63, Series 7, Series 65, Series 26 and Series 99TO. The earliest, the Series 6, was passed in December 1993. FINRA credited Milind Dalal with the SIE, which began in October 2018.
Where is Milind Dalal based?
Milind Dalal’s registered office is in San Jose, CA.
Is Milind Dalal registered with FINRA?
No. Milind Dalal has no current broker registration.
How can I verify Milind Dalal’s record?
Search CRD 2368965 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Milind Dalal’s full registration record.