Miguel Delgado has been an investment adviser representative at Legacy Wealth Management since October 2023, and is not listed among the firm’s executive officers or direct owners.
Legacy Wealth Management, LLC is a Boise, ID firm with $629M under management, 3,416 clients and 39 advisers across 22 offices, as of its May 2026 filing.
Miguel Delgado’s longest registration was 6 years at Ameritas Advisory Services (2014–2021). Before joining Legacy Wealth Management in 2023, Miguel Delgado was registered through Lion Street Advisors, LLC and Ameritas Advisory Services.
- – present · 3 yearsRichmond, CA · Adviser representative · Firm CRD 174767
- Lion Street Advisors, LLC– · 2 yearsSan Ramon, CA · Adviser representative · Firm CRD 167610
- Ameritas Advisory Services– · 6 yearsSan Ramon, CA · Adviser representative · Firm CRD 14869
Investment adviser representative registrations
Miguel Delgado is registered as an investment adviser representative in California, since October 2023.
- CaliforniaSince 18 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 26 August 2015 |
| Series 65 | Uniform Investment Adviser Law Examination | 16 October 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 June 2014 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 May 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Miguel A Delgado
- CRD
- 6304636
- Firm
- Legacy Wealth Management · CRD 174767
- Office
- Richmond, CA
- Registration
- Investment adviser registration
- In the industry since
- May 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Miguel Delgado work?
Miguel Delgado is an investment adviser representative registered through Legacy Wealth Management, LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Miguel Delgado a financial advisor?
Yes. Miguel Delgado has a current investment-adviser registration in California, through Legacy Wealth Management since October 2023.
How many years of experience does Miguel Delgado have?
Miguel Delgado has 12 years in the financial industry, since May 2014, across 3 adviser firms.
What exams has Miguel Delgado passed?
Miguel Delgado has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in May 2014. FINRA credited Miguel Delgado with the SIE, which began in October 2018.
Where did Miguel Delgado work before Legacy Wealth Management?
Before Legacy Wealth Management, Miguel Delgado was registered through Lion Street Advisors, LLC, May 2021 to October 2023; Ameritas Advisory Services, October 2014 to May 2021.
Where is Miguel Delgado based?
Miguel Delgado’s registered office is in Richmond, CA.
Is Miguel Delgado registered with FINRA?
No. Miguel Delgado has no current broker registration.
How can I verify Miguel Delgado’s record?
Search CRD 6304636 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Miguel Delgado’s full registration record.
