Niva WealthLet’s talk

Michael Young

Director at SVB Asset Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
6
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Michael Young is Director of SVB Asset Management, a San Francisco investment adviser managing $32.3B. Michael Young has a current broker registration and no current investment-adviser registration and has passed 6 licensing exams.

Role at SVB Asset Management

Title on Schedule A
Director
Control
Michael Young is a control person of SVB Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Young has held the filed role since March 2024.

The firm

SVB Asset Management
San Francisco, CA

Form ADV filed 18 September 2026

$32.3B AUM458 clients24 advisers7 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 2016
  4. Passed Series 7 and Series 63 · 2004

Registrations and exams

Broker registration; no current adviser registration. Michael Young has passed 6 qualifying exams.

Examinations

Series 632 July 2004
Name
Uniform Securities Agent State Law Examination
Series 2421 March 2016
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 712 March 2004
Name
General Securities Representative Examination

Individual record

Full name
Michael Robert Young
CRD
4410392
Firm
SVB Asset Management
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Michael Young work?

Michael Young has been Director of SVB Asset Management since March 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 18 September 2026

Does Michael Young have a current investment-adviser registration?

Michael Young has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Michael Young passed?

Michael Young has passed 6 licensing exams: the Series 7, Series 63, Series 24, SIE, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in March 2004.

Source: IAPD individual record, checked 17 October 2026

Leadership at SVB Asset Management

Sources

  1. IAPD individual record, CRD 4410392. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of SVB Asset Management, filed 18 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Young or SVB Asset Management and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.