Michael Worthington has been an investment adviser representative at Stonebridge Financial Group since March 2026, and is not listed among the firm’s executive officers or direct owners.
Stonebridge Financial Group, LLC is a San Rafael, CA firm with $896M under management, 951 clients and 12 advisers across 3 offices, as of its August 2026 filing.
Michael Worthington’s longest registration was 9 years at Equitable Advisors, LLC (2016–2026). Before joining Stonebridge Financial Group in 2026, Michael Worthington was registered through Equitable Advisors, LLC.
- Stonebridge Financial GroupCurrent– present · under a yearSan Rafael, CA · Adviser representative · Firm CRD 340200
- Equitable Advisors, LLC– · 9 yearsSan Rafael, CA · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
Michael Worthington is registered as an investment adviser representative in California, since March 2026.
- CaliforniaSince 2 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 4 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 24 September 2016 |
| Series 7 | General Securities Representative Examination | 28 July 2016 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Joseph Worthington
- CRD
- 6645687
- Firm
- Stonebridge Financial Group · CRD 340200
- Office
- 100 SMITH RANCH ROAD, SUITE 112, San Rafael, CA 94903
- Registration
- Investment adviser registration
- In the industry since
- July 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Worthington work?
Michael Worthington is an investment adviser representative registered through Stonebridge Financial Group, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Worthington a financial advisor?
Yes. Michael Worthington has a current investment-adviser registration in California, through Stonebridge Financial Group since March 2026.
How many years of experience does Michael Worthington have?
Michael Worthington has 10 years in the financial industry, since July 2016, across 2 adviser firms.
What exams has Michael Worthington passed?
Michael Worthington has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in July 2016. FINRA credited Michael Worthington with the SIE, which began in October 2018.
Where is Michael Worthington based?
Michael Worthington’s registered office is in San Rafael, CA.
Is Michael Worthington registered with FINRA?
No. Michael Worthington has no current broker registration.
How can I verify Michael Worthington’s record?
Search CRD 6645687 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Worthington’s full registration record.
