Michael Woodman has been an investment adviser representative at Northeast Planning Associates since June 2022, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Michael Woodman’s longest registration was 15 years at Kovack Advisors, Inc. (2007–2022). Before joining Northeast Planning Associates in 2022, Michael Woodman was registered through Kovack Advisors, Inc.
- – present · 4 yearsSudbury, MA · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 4 yearsAdviser representative · Firm CRD 6413
- Kovack Advisors, Inc.– · 15 yearsSudbury, MA · Adviser representative · Firm CRD 140808
Investment adviser representative registrations
Michael Woodman is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2022; the most recent is Florida, in April 2026.
- FloridaSince 20 April 2026
- MassachusettsSince 20 May 2022
- TexasResidentSince 10 May 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 April 2000 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 25 January 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 December 1999 |
| Series 7 | General Securities Representative Examination | 19 July 1999 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 19 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 June 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 April 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael David Woodman
- CRD
- 1941816
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- Sudbury, MA
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1989
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Woodman work?
Michael Woodman is an investment adviser representative registered through Northeast Planning Associates, Inc. since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Michael Woodman a financial advisor?
Yes. Michael Woodman has a current investment-adviser registration in Florida, Massachusetts and Texas, through Northeast Planning Associates since June 2022.
How many years of experience does Michael Woodman have?
Michael Woodman has 37 years in the financial industry, since April 1989, across 3 adviser firms.
What exams has Michael Woodman passed?
Michael Woodman has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 65, Series 9 and Series 10. The earliest, the Series 6, was passed in April 1989. FINRA credited Michael Woodman with the SIE, which began in October 2018.
Where did Michael Woodman work before Northeast Planning Associates?
Before Northeast Planning Associates, Michael Woodman was registered through Kovack Advisors, Inc., March 2007 to May 2022.
Where is Michael Woodman based?
Michael Woodman’s registered office is in Sudbury, MA.
Is Michael Woodman registered with FINRA?
Yes. Michael Woodman has a current broker registration, under CRD 1941816.
Source: FINRA BrokerCheck
How can I verify Michael Woodman’s record?
Search CRD 1941816 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Woodman’s full registration record.
