Michael Wofsey has been an investment adviser representative at Financial & Tax Architects since September 2020, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Michael Wofsey’s longest registration is the current one, 6 years at Financial & Tax Architects since 2020. Before joining Financial & Tax Architects in 2020, Michael Wofsey was registered through Money Concepts Advisory Service.
- – present · 6 yearsCoeur D'Alene, ID · Adviser representative · Firm CRD 119169
- Money Concepts Advisory Service– · under a yearStamford, CT · Adviser representative · Firm CRD 12963
Investment adviser representative registrations
Michael Wofsey is registered as an investment adviser representative in 2 states. The first approvals date from September 2020; the most recent is Idaho, in January 2023.
- ConnecticutSince 14 September 2020
- IdahoSince 11 January 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 July 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 30 December 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 October 2013 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Brian Wofsey
- CRD
- 6132603
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 409 COEUR D'ALENE AVENUE, SUITE B, Coeur D'Alene, ID 83814
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Wofsey work?
Michael Wofsey is an investment adviser representative registered through Financial & Tax Architects, LLC since September 2020, and is not listed among the firm’s executive officers or direct owners.
Is Michael Wofsey a financial advisor?
Yes. Michael Wofsey has a current investment-adviser registration in Connecticut and Idaho, through Financial & Tax Architects since September 2020.
How many years of experience does Michael Wofsey have?
Michael Wofsey has 12 years in the financial industry, since November 2013, across 2 adviser firms.
What exams has Michael Wofsey passed?
Michael Wofsey has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in October 2013. FINRA credited Michael Wofsey with the SIE, which began in October 2018.
Where did Michael Wofsey work before Financial & Tax Architects?
Before Financial & Tax Architects, Michael Wofsey was registered through Money Concepts Advisory Service, July 2020 to August 2020.
Where is Michael Wofsey based?
Michael Wofsey’s registered office is in Coeur D'Alene, ID.
Is Michael Wofsey registered with FINRA?
No. Michael Wofsey has no current broker registration.
How can I verify Michael Wofsey’s record?
Search CRD 6132603 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Wofsey’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel