Michael Walters has been an investment adviser representative at Prosperitas Financial since July 2026, and is not listed among the firm’s executive officers or direct owners.
Prosperitas Financial, LLC is a Valencia, CA firm with $812M under management, 2,138 clients and 23 advisers across 2 offices, as of its September 2026 filing.
Mike Walters is Financial Advisor of Prosperitas Financial and is helping grow the firm's presence in San Antonio. He works with individuals, families and business owners on investment management, retirement planning, tax strategy, insurance and estate planning, and joined Prosperitas in 2026. Before entering financial services, he spent a decade with Costco in customer service, merchandising and supervisory roles.
Michael Walters’ longest registration was 4 years at Teamwork Financial Advisors, LLC (2019–2024). Before joining Prosperitas Financial in 2026, Michael Walters was registered through SWBC Investment Company and Teamwork Financial Advisors, LLC.
- Prosperitas Financial, LLCCurrent– present · under a yearSelma, TX · Adviser representative · Firm CRD 315768
- SWBC Investment Company– · 2 yearsSan Antonio, TX · Adviser representative · Firm CRD 140994
- Teamwork Financial Advisors, LLC– · 4 yearsNew Braunfels, TX · Adviser representative · Firm CRD 165237
- First Command Advisory Services– · under a yearCibolo, TX · Adviser representative · Firm CRD 281958
Professional designations
Listed by Prosperitas Financial
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Michael Walters is registered as an investment adviser representative in Texas, since July 2026.
- TexasSince 29 July 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 4 November 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 18 March 2022 |
| Series 66 | Uniform Combined State Law Examination | 7 January 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 8 August 2018 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Anthony Walters
- CRD
- 6858646
- Firm
- Prosperitas Financial · CRD 315768
- Office
- Selma, TX
- Registration
- Investment adviser registration
- In the industry since
- August 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prosperitasfin.com
Where does Michael Walters work?
Michael Walters is an investment adviser representative registered through Prosperitas Financial, LLC since July 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Walters a financial advisor?
Yes. Michael Walters has a current investment-adviser registration in Texas, through Prosperitas Financial since July 2026.
How many years of experience does Michael Walters have?
Michael Walters has 8 years in the financial industry, since August 2018, across 4 adviser firms.
What exams has Michael Walters passed?
Michael Walters has passed 4 licensing exams: the Series 7, Series 66, Series 65 and Series 7TO. The earliest, the Series 7, was passed in August 2018. FINRA credited Michael Walters with the SIE, which began in October 2018.
Where did Michael Walters work before Prosperitas Financial?
Before Prosperitas Financial, Michael Walters was registered through SWBC Investment Company, July 2024 to July 2026; Teamwork Financial Advisors, LLC, August 2019 to July 2024; First Command Advisory Services, January 2019 to August 2019.
Where is Michael Walters based?
Michael Walters’ registered office is in Selma, TX.
Is Michael Walters registered with FINRA?
No. Michael Walters has no current broker registration.
Is Michael Walters a CFP?
Prosperitas Financial lists Michael Walters with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Michael Walters’ record?
Search CRD 6858646 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Walters’ full registration record.
