Michael Torre has been an investment adviser representative at Herbert J. Sims Capital Management since July 2021, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Michael Torre’s longest registration is the current one, 5 years at Herbert J. Sims Capital Management since 2021. Before joining Herbert J. Sims Capital Management in 2021, Michael Torre was registered through Oppenheimer & Co. Inc.
- – present · 5 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 134510
- Oppenheimer & Co. Inc.– · 2 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 249
Investment adviser representative registrations
Michael Torre is registered as an investment adviser representative in 5 states. The first approvals date from July 2021; the most recent is New Jersey, in June 2023.
- ConnecticutSince 8 July 2021
- FloridaSince 26 August 2021
- New JerseySince 14 June 2023
- New YorkSince 19 May 2022
- North CarolinaSince 30 July 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 15 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 20 March 1998 |
| Series 7 | General Securities Representative Examination | 11 March 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Reed Torre
- CRD
- 2468367
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- Palm Beach Gardens, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1998
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Torre work?
Michael Torre is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Michael Torre a financial advisor?
Yes. Michael Torre has a current investment-adviser registration in Connecticut, Florida, New Jersey, New York and North Carolina, through Herbert J. Sims Capital Management since July 2021.
How many years of experience does Michael Torre have?
Michael Torre has 28 years in the financial industry, since March 1998, across 2 adviser firms.
What exams has Michael Torre passed?
Michael Torre has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 1998. FINRA credited Michael Torre with the SIE, which began in October 2018.
Where did Michael Torre work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Michael Torre was registered through Oppenheimer & Co. Inc., October 2018 to December 2020.
Where is Michael Torre based?
Michael Torre’s registered office is in Palm Beach Gardens, FL.
Is Michael Torre registered with FINRA?
Yes. Michael Torre has a current broker registration, under CRD 2468367.
Source: FINRA BrokerCheck
How can I verify Michael Torre’s record?
Search CRD 2468367 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Torre’s full registration record.
