Michael Sondheim has been an investment adviser representative at South Cove Financial since September 2026, and is not listed among the firm’s executive officers or direct owners.
South Cove Financial, LLC is a firm with $168M under management, 208 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Michael Sondheim is a Financial Advisor at South Cove Financial. He has more than 30 years of experience in financial services. His specialty areas include retirement, investment and estate planning, wealth preservation, family legacy planning, and medicare/long-term care planning. He teaches classes on how to create a safe and secure retirement.
Michael Sondheim’s longest registration was 6 years at South Cove Financial, LLC (2019–2025). Before joining South Cove Financial in 2026, Michael Sondheim was registered through Retirement Wealth Advisors, Inc. and Ae Wealth Management, LLC.
- South Cove Financial, LLCCurrent– present · under a yearKirkland , WA · Adviser representative · Firm CRD 284554
- Retirement Wealth Advisors, Inc.– · 2 yearsKirkland, WA · Adviser representative · Firm CRD 137658
- Ae Wealth Management, LLC– · under a yearBellevue, WA · Adviser representative · Firm CRD 282580
- Global Financial Private Capital, LLC– · 1 yearBellevue, WA · Adviser representative · Firm CRD 132070
Investment adviser representative registrations
Michael Sondheim is registered as an investment adviser representative in Washington, since September 2026.
- WashingtonSince 9 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 March 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Steven Sondheim
- CRD
- 4315025
- Firm
- South Cove Financial · CRD 284554
- Office
- Kirkland , WA
- Registration
- Investment adviser registration
- In the industry since
- May 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- southcovefinancial.com
Where does Michael Sondheim work?
Michael Sondheim is an investment adviser representative registered through South Cove Financial, LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Sondheim a financial advisor?
Yes. Michael Sondheim has a current investment-adviser registration in Washington, through South Cove Financial since September 2026.
How many years of experience does Michael Sondheim have?
Michael Sondheim has 10 years in the financial industry, since May 2016, across 4 adviser firms.
What exams has Michael Sondheim passed?
Michael Sondheim passed the Series 65 in March 2015.
Where did Michael Sondheim work before South Cove Financial?
Before South Cove Financial, Michael Sondheim was registered through Retirement Wealth Advisors, Inc., March 2017 to April 2019; Ae Wealth Management, LLC, June 2016 to March 2017; Global Financial Private Capital, LLC, April 2015 to June 2016.
Where is Michael Sondheim based?
Michael Sondheim’s registered office is in Kirkland , WA.
Is Michael Sondheim registered with FINRA?
No. Michael Sondheim has no current broker registration.
How can I verify Michael Sondheim’s record?
Search CRD 4315025 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Sondheim’s full registration record.
