Carolyn Horadan has been Managing Member, Chief Compliance Officer of South Cove Financial since June 2016, is a control person of the firm and directly owns 75% or more of it. Carolyn Horadan holds an MBA in Finance from the University of California, Irvine.
South Cove Financial, LLC is a firm with $168M under management, 208 clients and 3 advisers across 3 offices, as of its September 2026 filing.
Carolyn Horadan is Chief Executive Officer and Chief Investment Officer of South Cove Financial, based in Henderson, NV. She founded the firm in 2016. Before founding it she was Head of Investments at Highland Private Wealth Management, a portfolio manager at Pacific Portfolio, and a Senior Associate at Mercer Advisors, where she was primary consultant for four Fortune 100 companies.
Carolyn Horadan’s longest registration was 9 years at South Cove Financial, LLC (2016–2025). Before joining South Cove Financial in 2026, Carolyn Horadan was registered through Crescita Capital LLC and Highland Private Wealth Management.
- South Cove Financial, LLCCurrent– present · under a yearHenderson, NV · Adviser representative · Firm CRD 284554
- Crescita Capital LLC– · 1 yearIssaquah, WA · Adviser representative · Firm CRD 174990
- Highland Private Wealth Management– · 1 yearBellevue, WA · Adviser representative · Firm CRD 109532
Investment adviser representative registrations
Carolyn Horadan is registered as an investment adviser representative in 2 states. The first approvals date from September 2026; the most recent is Washington, in October 2026.
- NevadaSince 18 September 2026
- WashingtonSince 1 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 8 January 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 March 2001 |
| Series 7 | General Securities Representative Examination | 23 January 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Carolyn Marie Horadan
- CRD
- 4332656
- Firm
- South Cove Financial · CRD 284554
- Role
- Managing Member, Chief Compliance Officer
- Office
- Henderson, NV
- Registration
- Investment adviser registration
- In the industry since
- January 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- southcovefinancial.com
Where does Carolyn Horadan work?
Carolyn Horadan has been Managing Member, Chief Compliance Officer of South Cove Financial, LLC since June 2016, and is a control person of the firm.
Is Carolyn Horadan a financial advisor?
Yes. Carolyn Horadan has a current investment-adviser registration in Nevada and Washington, through South Cove Financial since September 2026.
How many years of experience does Carolyn Horadan have?
Carolyn Horadan has 11 years in the financial industry, since January 2015, across 3 adviser firms.
What exams has Carolyn Horadan passed?
Carolyn Horadan has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 2001.
Where did Carolyn Horadan work before South Cove Financial?
Before South Cove Financial, Carolyn Horadan was registered through Crescita Capital LLC, August 2015 to January 2017; Highland Private Wealth Management, January 2014 to August 2015.
Where is Carolyn Horadan based?
Carolyn Horadan’s registered office is in Henderson, NV.
Is Carolyn Horadan registered with FINRA?
No. Carolyn Horadan has no current broker registration.
How can I verify Carolyn Horadan’s record?
Search CRD 4332656 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carolyn Horadan’s full registration record.