Michael Sellers has been an investment adviser representative at Semmax Financial Advisors since January 2022, and is not listed among the firm’s executive officers or direct owners.
Semmax Financial Advisors, Inc. is a Winston-Salem, NC firm with $495M under management, 826 clients and 7 advisers across 2 offices, as of its March 2026 filing.
Michael Sellers’ longest registration is the current one, 4 years at Semmax Financial Advisors since 2022. Before joining Semmax Financial Advisors in 2022, Michael Sellers was registered through Aspire Private Capital and Synergy Investment Group, LLC.
- – present · 4 yearsWinston-Salem, NC · Adviser representative · Firm CRD 144978
- Aspire Private Capital– · under a yearCornelius, NC · Adviser representative · Firm CRD 154116
- Synergy Investment Group, LLC– · 1 yearCornelius, NC · Adviser representative · Firm CRD 46035
- Vanguard Advisers Inc– · under a yearCharlotte, NC · Adviser representative · Firm CRD 106715
- BB&T Asset Management, Inc.– · under a yearRaleigh, NC · Adviser representative · Firm CRD 108443
Investment adviser representative registrations
Michael Sellers is registered as an investment adviser representative in North Carolina, since January 2022.
- North CarolinaSince 5 January 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 2014 |
| Series 7 | General Securities Representative Examination | 9 June 2014 |
| Series 66 | Uniform Combined State Law Examination | 17 December 2004 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 March 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Andrew Sellers
- CRD
- 2456744
- Firm
- Semmax Financial Advisors · CRD 144978
- Office
- 1447 TRADE MART BLVD, Winston-Salem, NC 27127
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Sellers work?
Michael Sellers is an investment adviser representative registered through Semmax Financial Advisors, Inc. since January 2022, and is not listed among the firm’s executive officers or direct owners.
Is Michael Sellers a financial advisor?
Yes. Michael Sellers has a current investment-adviser registration in North Carolina, through Semmax Financial Advisors since January 2022.
How many years of experience does Michael Sellers have?
Michael Sellers has 16 years in the financial industry, since May 2010, across 5 adviser firms.
What exams has Michael Sellers passed?
Michael Sellers has passed 4 licensing exams: the Series 6, Series 66, Series 7 and Series 63. The earliest, the Series 6, was passed in March 1994. FINRA credited Michael Sellers with the SIE, which began in October 2018.
Where did Michael Sellers work before Semmax Financial Advisors?
Before Semmax Financial Advisors, Michael Sellers was registered through Aspire Private Capital, January 2019 to August 2019; Synergy Investment Group, LLC, September 2017 to February 2019; Vanguard Advisers Inc, August 2017 to September 2017; BB&T Asset Management, Inc., January 2005 to August 2005.
Where is Michael Sellers based?
Michael Sellers’ registered office is in Winston-Salem, NC.
Is Michael Sellers registered with FINRA?
No. Michael Sellers has no current broker registration.
How can I verify Michael Sellers’ record?
Search CRD 2456744 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Sellers’ full registration record.
