Jonathan Short has been Chief Compliance Officer of Semmax Financial Advisors since February 2022, is not listed as a control person, but directly owns under 5% of the firm.
Semmax Financial Advisors, Inc. is a Winston-Salem, NC firm with $495M under management, 826 clients and 7 advisers across 2 offices, as of its March 2026 filing.
- – present · 5 yearsWinston-Salem, NC · Adviser representative · Firm CRD 144978
- – · 2 yearsWinston-Salem, NC · Adviser representative · Firm CRD 144978
Investment adviser representative registrations
Jonathan Short is registered as an investment adviser representative in North Carolina, since August 2021.
- North CarolinaSince 30 August 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 August 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Jonathan Philip Short
- CRD
- 5558074
- Firm
- Semmax Financial Advisors · CRD 144978
- Role
- Chief Compliance Officer
- Office
- 1447 TRADE MART BLVD, Winston-Salem, NC 27127
- Registration
- Investment adviser registration
- In the industry since
- November 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Jonathan Short work?
Jonathan Short has been Chief Compliance Officer of Semmax Financial Advisors, Inc. since February 2022.
Is Jonathan Short a financial advisor?
Yes. Jonathan Short has a current investment-adviser registration in North Carolina, through Semmax Financial Advisors since August 2021.
How many years of experience does Jonathan Short have?
Jonathan Short has 7 years in the financial industry, since November 2018, across 1 adviser firm.
What exams has Jonathan Short passed?
Jonathan Short has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in August 2008.
Where is Jonathan Short based?
Jonathan Short’s registered office is in Winston-Salem, NC.
Is Jonathan Short registered with FINRA?
No. Jonathan Short has no current broker registration.
How can I verify Jonathan Short’s record?
Search CRD 5558074 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jonathan Short’s full registration record.
