Michael Riddell has been an investment adviser representative at Northeast Planning Associates since January 2016, and is not listed among the firm’s executive officers or direct owners.
Northeast Planning Associates, Inc. is a Bedford, NH firm with $414M under management, 959 clients and 69 advisers across 36 offices, as of its May 2026 filing.
Michael Riddell’s longest registration is the current one, 11 years at LPL Financial LLC since 2015.
- – present · 10 yearsPortsmouth, NH · Adviser representative · Firm CRD 131406
- LPL Financial LLCAlso current– present · 11 yearsPortsmouth, NH · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Michael Riddell is registered as an investment adviser representative in New Hampshire, since October 2015.
- New HampshireSince 22 October 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 21 October 2015 |
| Series 7 | General Securities Representative Examination | 16 May 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Scott Riddell
- CRD
- 6468111
- Firm
- Northeast Planning Associates · CRD 131406
- Office
- 278 LAFAYETTE ROAD, SUITE 11, BUILDING E, Portsmouth, NH 03801
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Riddell work?
Michael Riddell is an investment adviser representative registered through Northeast Planning Associates, Inc. since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Michael Riddell a financial advisor?
Yes. Michael Riddell has a current investment-adviser registration in New Hampshire, through Northeast Planning Associates since January 2016.
How many years of experience does Michael Riddell have?
Michael Riddell has 11 years in the financial industry, since May 2015, across 2 adviser firms.
What exams has Michael Riddell passed?
Michael Riddell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2015. FINRA credited Michael Riddell with the SIE, which began in October 2018.
Where is Michael Riddell based?
Michael Riddell’s registered office is in Portsmouth, NH.
Is Michael Riddell registered with FINRA?
Yes. Michael Riddell has a current broker registration, under CRD 6468111.
Source: FINRA BrokerCheck
How can I verify Michael Riddell’s record?
Search CRD 6468111 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Riddell’s full registration record.
