Michael Principe has been an investment adviser representative at Draper Asset Management since October 2025, and is not listed among the firm’s executive officers or direct owners. Michael Principe holds a Degree in Finance from Long Island University.
Draper Asset Management, LLC is a Smithtown, NY firm with $231M under management, 527 clients and 6 advisers in one office, as of its April 2026 filing.
Mike Principe is an Investment Adviser Representative of Draper Asset Management. He joined the firm in 2024 and focuses primarily on trading and the implementation of technology solutions. He works to bridge sophisticated technology tools and daily trading operations.
- Draper Asset Management, LLCCurrent– present · under a yearSmithtown, NY · Adviser representative · Firm CRD 148136
Investment adviser representative registrations
Michael Principe is registered as an investment adviser representative in New York, since October 2025.
- New YorkSince 27 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 October 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Dominic Principe
- CRD
- 7867381
- Firm
- Draper Asset Management · CRD 148136
- Office
- 116 TERRY ROAD, FLOOR 1, Smithtown, NY 11787
- Registration
- Investment adviser registration
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- draperasset.com
Where does Michael Principe work?
Michael Principe is an investment adviser representative registered through Draper Asset Management, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is Michael Principe a financial advisor?
Yes. Michael Principe has a current investment-adviser registration in New York, through Draper Asset Management since October 2025.
How many years of experience does Michael Principe have?
Michael Principe has 0 years in the financial industry, since October 2025, across 1 adviser firm.
What exams has Michael Principe passed?
Michael Principe passed the Series 65 in October 2025.
Where is Michael Principe based?
Michael Principe’s registered office is in Smithtown, NY.
Is Michael Principe registered with FINRA?
No. Michael Principe has no current broker registration.
How can I verify Michael Principe’s record?
Search CRD 7867381 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Principe’s full registration record.
