Michael Perri has been an investment adviser representative at Thrive Capital Management since June 2026, and is not listed among the firm’s executive officers or direct owners.
Thrive Capital Management, LLC is a Fort Washington, PA firm with $657M under management, 786 clients and 13 advisers across 4 offices, as of its June 2026 filing.
Michael Perri’s longest registration was 5 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2013–2018). Before joining Thrive Capital Management in 2026, Michael Perri was registered through Equitable Advisors, LLC and LPL Financial LLC.
- – present · under a yearNew Fairfield, CT · Adviser representative · Firm CRD 281347
- Equitable Advisors, LLC– · 2 yearsNew Fairfield, CT · Adviser representative · Firm CRD 6627
- LPL Financial LLC– · under a yearStamford, CT · Adviser representative · Firm CRD 6413
- Fidelity Personal and Workplace Advisors– · 1 yearChappaqua, NY · Adviser representative · Firm CRD 288590
- TD Ameritrade, Inc.– · 1 yearFishkill, NY · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · 1 yearFishkill, NY · Adviser representative · Firm CRD 111514
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 5 yearsRidgefield, CT · Adviser representative · Firm CRD 7691
- Axa Advisors, LLC– · under a yearStamford, CT · Adviser representative · Firm CRD 6627
- Wells Fargo Advisors, LLC– · under a yearDanbury, CT · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Michael Perri is registered as an investment adviser representative in Connecticut, since June 2026.
- ConnecticutSince 26 June 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 20 April 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 December 2009 |
| Series 7 | General Securities Representative Examination | 7 December 2009 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael A Perri
- CRD
- 5713530
- Firm
- Thrive Capital Management · CRD 281347
- Office
- New Fairfield, CT
- Registration
- Investment adviser registration
- In the industry since
- April 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Perri work?
Michael Perri is an investment adviser representative registered through Thrive Capital Management, LLC since June 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Perri a financial advisor?
Yes. Michael Perri has a current investment-adviser registration in Connecticut, through Thrive Capital Management since June 2026.
How many years of experience does Michael Perri have?
Michael Perri has 14 years in the financial industry, since April 2012, across 8 adviser firms.
What exams has Michael Perri passed?
Michael Perri has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in December 2009. FINRA credited Michael Perri with the SIE, which began in October 2018.
Where did Michael Perri work before Thrive Capital Management?
Before Thrive Capital Management, Michael Perri was registered through Equitable Advisors, LLC, July 2023 to October 2025; LPL Financial LLC, September 2022 to August 2023; Fidelity Personal and Workplace Advisors, September 2020 to April 2022; TD Ameritrade, Inc., February 2019 to April 2020; TD Ameritrade Investment Management, LLC, February 2019 to April 2020; Merrill Lynch, Pierce, Fenner & Smith Incorporated, May 2013 to December 2018; Axa Advisors, LLC, June 2012 to May 2013; Wells Fargo Advisors, LLC, April 2011 to April 2012.
Where is Michael Perri based?
Michael Perri’s registered office is in New Fairfield, CT.
Is Michael Perri registered with FINRA?
No. Michael Perri has no current broker registration.
How can I verify Michael Perri’s record?
Search CRD 5713530 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Perri’s full registration record.
- Brett PohlChief Compliance Officer
- Christopher BakDirector of Investment Operations
- David BezarManaging Director
- Karen BezarManaging Partner
- Bret ElamManaging Partner