Michael Ortiz has been an investment adviser representative at Income & Asset Advisory since August 2026, and is not listed among the firm’s executive officers or direct owners.
Income & Asset Advisory, Inc. is an Armonk, NY firm with $175M under management, 287 clients and 4 advisers across 2 offices, as of its August 2026 filing.
Michael Ortiz is Investment Adviser Representative of Income & Asset Advisory, Inc., based in Armonk, New York. He joined the firm in early 2026 as Client Relationship Manager and became an Investment Adviser Representative after earning his Series 65 license. Earlier he worked in healthcare operations, advancing to Assistant Director of Operations, and spent three years as an active day trader.
- – present · under a yearArmonk, NY · Adviser representative · Firm CRD 124955
Investment adviser representative registrations
Michael Ortiz is registered as an investment adviser representative in New York, since August 2026.
- New YorkSince 18 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 23 July 2026 |
| SIE | Securities Industry Essentials Examination | 18 March 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Michael John Ortiz
- CRD
- 8220623
- Firm
- Income & Asset Advisory · CRD 124955
- Office
- 80 BUSINESS PARK DRIVE, SUITE 108, Armonk, NY 10504
- Registration
- Investment adviser registration
- In the industry since
- August 2026
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- theadvisory.com
Where does Michael Ortiz work?
Michael Ortiz is an investment adviser representative registered through Income & Asset Advisory, Inc. since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Ortiz a financial advisor?
Yes. Michael Ortiz has a current investment-adviser registration in New York, through Income & Asset Advisory since August 2026.
How many years of experience does Michael Ortiz have?
Michael Ortiz has 0 years in the financial industry, since August 2026, across 1 adviser firm.
What exams has Michael Ortiz passed?
Michael Ortiz has passed 2 licensing exams: the SIE and Series 65. The earliest, the SIE, was passed in March 2026.
Where is Michael Ortiz based?
Michael Ortiz’s registered office is in Armonk, NY.
Is Michael Ortiz registered with FINRA?
No. Michael Ortiz has no current broker registration.
How can I verify Michael Ortiz’s record?
Search CRD 8220623 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Ortiz’s full registration record.
