Michael Neuenschwander has been Vice President of Outlook Wealth Advisors since May 2018, is a control person of the firm and directly owns under 5% of it.
Outlook Wealth Advisors, LLC is a The Woodlands, TX firm with $594M under management, 569 clients and 5 advisers across 7 offices, as of its March 2026 filing.
Michael Neuenschwander’s longest registration is the current one, 8 years at Outlook Wealth Advisors since 2018. Before joining Outlook Wealth Advisors in 2018, Michael Neuenschwander was registered through Global Financial Private Capital, LLC and Sanders Morris Harris Inc.
- Outlook Wealth Advisors, LLCCurrent– present · 8 yearsThe Woodlands, TX · Adviser representative · Firm CRD 291465
- Global Financial Private Capital, LLC– · 7 yearsShenandoah, TX · Adviser representative · Firm CRD 132070
- Sanders Morris Harris Inc.– · 5 yearsThe Woodlands, TX · Adviser representative · Firm CRD 20580
Investment adviser representative registrations
Michael Neuenschwander is registered as an investment adviser representative in Texas, since June 2018.
- TexasSince 28 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 December 2009 |
| Series 7 | General Securities Representative Examination | 12 July 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael Allen Neuenschwander
- CRD
- 4212297
- Firm
- Outlook Wealth Advisors · CRD 291465
- Role
- Vice President
- Office
- 224 ED ENGLISH DR., SUITE A, The Woodlands, TX 77385
- Registration
- Investment adviser registration
- In the industry since
- July 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Neuenschwander work?
Michael Neuenschwander has been Vice President of Outlook Wealth Advisors, LLC since May 2018, and is a control person of the firm.
Is Michael Neuenschwander a financial advisor?
Yes. Michael Neuenschwander has a current investment-adviser registration in Texas, through Outlook Wealth Advisors since June 2018.
How many years of experience does Michael Neuenschwander have?
Michael Neuenschwander has 26 years in the financial industry, since July 2000, across 3 adviser firms.
What exams has Michael Neuenschwander passed?
Michael Neuenschwander has passed 3 licensing exams: the Series 63, Series 7 and Series 24. The earliest, the Series 63, was passed in June 2000. FINRA credited Michael Neuenschwander with the SIE, which began in October 2018.
Where did Michael Neuenschwander work before Outlook Wealth Advisors?
Before Outlook Wealth Advisors, Michael Neuenschwander was registered through Sanders Morris Harris Inc., June 2006 to September 2011.
Where is Michael Neuenschwander based?
Michael Neuenschwander’s registered office is in The Woodlands, TX.
Is Michael Neuenschwander registered with FINRA?
No. Michael Neuenschwander has no current broker registration.
How can I verify Michael Neuenschwander’s record?
Search CRD 4212297 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Neuenschwander’s full registration record.