Michael Murphy has been Co-Managing Member of Murphy & Mullick Capital Management since June 2024, is a control person of the firm and directly owns between 50% and 75% of it.
Murphy & Mullick Capital Management Corp is a Smithtown, NY firm with $174M under management, 436 clients and 2 advisers in one office, as of its March 2026 filing.
Michael J. Murphy is Co-Founder and Financial Advisor at Murphy & Mullick Capital Management, based in Smithtown, New York. He works with clients on retirement accumulation and income planning, 401(k) rollovers, investment management, insurance and protection strategies, estate and legacy planning, education funding, and planning solutions for business owners and families.
Michael Murphy’s longest registration was 5 years at American Portfolios Advisors, Inc (2019–2024). Before joining Murphy & Mullick Capital Management in 2024, Michael Murphy was registered through American Portfolios Advisors, Inc and Cetera Advisors LLC.
- Osaic Wealth, Inc.Also current– present · 2 yearsAdviser representative · Firm CRD 23131
- – present · 2 yearsSmithtown, NY · Adviser representative · Firm CRD 328629
- American Portfolios Advisors, Inc– · 5 yearsHolbrook, NY · Adviser representative · Firm CRD 112697
- Cetera Advisors LLC– · 2 yearsSmithtown, NY · Adviser representative · Firm CRD 10299
- Investors Capital Advisory– · 1 yearSmithtown, NY · Adviser representative · Firm CRD 30613
Investment adviser representative registrations
Michael Murphy is registered as an investment adviser representative in 11 states, as a resident of Texas. The first approvals date from August 2024; the most recent is Texas, in April 2026.
- CaliforniaSince 11 October 2024
- GeorgiaSince 11 October 2024
- MichiganSince 11 October 2024
- MinnesotaSince 11 October 2024
- New YorkSince 23 August 2024
- North CarolinaSince 11 October 2024
- North DakotaSince 11 October 2024
- PennsylvaniaSince 11 October 2024
- Rhode IslandSince 11 October 2024
- TexasResidentSince 24 August 2024
- TexasSince 27 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 October 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 April 2007 |
| Series 7 | General Securities Representative Examination | 27 March 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael John Murphy
- CRD
- 5294021
- Firm
- Murphy & Mullick Capital Management · CRD 328629
- Role
- Co-Managing Member
- Office
- 22 LAWRENCE AVE, STE 307, Smithtown, NY 11787
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mmcmgmt.com
Where does Michael Murphy work?
Michael Murphy has been Co-Managing Member of Murphy & Mullick Capital Management Corp since June 2024, and is a control person of the firm.
Is Michael Murphy a financial advisor?
Yes. Michael Murphy has a current investment-adviser registration in California, Georgia, Michigan, Minnesota, New York, North Carolina, North Dakota, Pennsylvania, Rhode Island, Texas and Texas, through Murphy & Mullick Capital Management since August 2024.
How many years of experience does Michael Murphy have?
Michael Murphy has 19 years in the financial industry, since March 2007, across 5 adviser firms.
What exams has Michael Murphy passed?
Michael Murphy has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in March 2007. FINRA credited Michael Murphy with the SIE, which began in October 2018.
Where did Michael Murphy work before Murphy & Mullick Capital Management?
Before Murphy & Mullick Capital Management, Michael Murphy was registered through Cetera Advisors LLC, October 2016 to May 2019; Investors Capital Advisory, October 2014 to October 2016.
Where is Michael Murphy based?
Michael Murphy’s registered office is in Smithtown, NY.
Is Michael Murphy registered with FINRA?
Yes. Michael Murphy has a current broker registration, under CRD 5294021.
Source: FINRA BrokerCheck
How can I verify Michael Murphy’s record?
Search CRD 5294021 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Murphy’s full registration record.
