Anubhav Mullick has been Chief Compliance Officer, Co-Managing Member of Murphy & Mullick Capital Management since June 2024, is a control person of the firm and directly owns between 50% and 75% of it. Anubhav Mullick holds a Bachelor of Science in Finance from New York Institute of Technology.
Murphy & Mullick Capital Management Corp is a Smithtown, NY firm with $174M under management, 436 clients and 2 advisers in one office, as of its March 2026 filing.
Anubhav Mullick is Co-Founder and Investment Advisor at Murphy & Mullick Capital Management, based in Smithtown, New York. He advises clients on investment management, retirement planning, 401(k) rollovers, estate and legacy planning, education funding, and strategic planning for business owners and families.
Anubhav Mullick’s longest registration was 5 years at American Portfolios Advisors, Inc (2019–2024). Before joining Murphy & Mullick Capital Management in 2024, Anubhav Mullick was registered through American Portfolios Advisors, Inc and Cetera Advisors LLC.
- Osaic Wealth, Inc.Also current– present · 2 yearsAdviser representative · Firm CRD 23131
- – present · 2 yearsSmithtown, NY · Adviser representative · Firm CRD 328629
- American Portfolios Advisors, Inc– · 5 yearsSmithtown, NY · Adviser representative · Firm CRD 112697
- Cetera Advisors LLC– · 2 yearsSmithtown, NY · Adviser representative · Firm CRD 10299
- Investors Capital Advisory– · 2 yearsSmithtown, NY · Adviser representative · Firm CRD 30613
Investment adviser representative registrations
Anubhav Mullick is registered as an investment adviser representative in 11 states, as a resident of Texas. The first approvals date from August 2024; the most recent is Texas, in April 2026.
- CaliforniaSince 11 October 2024
- GeorgiaSince 11 October 2024
- MichiganSince 11 October 2024
- MinnesotaSince 11 October 2024
- New JerseySince 11 October 2024
- New YorkSince 23 August 2024
- North CarolinaSince 11 October 2024
- OregonSince 11 October 2024
- Rhode IslandSince 11 October 2024
- TexasResidentSince 24 August 2024
- TexasSince 27 April 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 November 2013 |
| Series 7 | General Securities Representative Examination | 12 June 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6084500
- Firm
- Murphy & Mullick Capital Management · CRD 328629
- Role
- Chief Compliance Officer, Co-Managing Member
- Office
- 22 LAWRENCE AVE, STE 307, Smithtown, NY 11787
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mmcmgmt.com
Where does Anubhav Mullick work?
Anubhav Mullick has been Chief Compliance Officer, Co-Managing Member of Murphy & Mullick Capital Management Corp since June 2024, and is a control person of the firm.
Is Anubhav Mullick a financial advisor?
Yes. Anubhav Mullick has a current investment-adviser registration in California, Georgia, Michigan, Minnesota, New Jersey, New York, North Carolina, Oregon, Rhode Island, Texas and Texas, through Murphy & Mullick Capital Management since August 2024.
How many years of experience does Anubhav Mullick have?
Anubhav Mullick has 13 years in the financial industry, since June 2013, across 5 adviser firms.
What exams has Anubhav Mullick passed?
Anubhav Mullick has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in June 2013. FINRA credited Anubhav Mullick with the SIE, which began in October 2018.
Where did Anubhav Mullick work before Murphy & Mullick Capital Management?
Before Murphy & Mullick Capital Management, Anubhav Mullick was registered through Cetera Advisors LLC, October 2016 to May 2019; Investors Capital Advisory, January 2014 to October 2016.
Where is Anubhav Mullick based?
Anubhav Mullick’s registered office is in Smithtown, NY.
Is Anubhav Mullick registered with FINRA?
Yes. Anubhav Mullick has a current broker registration, under CRD 6084500.
Source: FINRA BrokerCheck
How can I verify Anubhav Mullick’s record?
Search CRD 6084500 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Anubhav Mullick’s full registration record.
