Michael McClimon has been an investment adviser representative at Financial Management Services of America since April 2019, and is not listed among the firm’s executive officers or direct owners.
Financial Management Services of America LLC. is a firm with $216M under management, 1,291 clients and 20 advisers across 13 offices, as of its September 2026 filing.
Michael McClimon’s longest registration was 14 years at GWN Securities Inc. (2004–2018). Before joining Financial Management Services of America in 2019, Michael McClimon was registered through GWN Securities Inc. and Money Concepts Capital Corp.
- GWN Securities Inc.– · 14 yearsClive, IA · Adviser representative · Firm CRD 128929
- Money Concepts Capital Corp– · under a yearDes Moines, IA · Adviser representative · Firm CRD 12963
- Metlife Securities Inc.– · 4 yearsMinnetonka, MN · Adviser representative · Firm CRD 14251
Investment adviser representative registrations
Michael McClimon is registered as an investment adviser representative in Iowa, since April 2019.
- IowaSince 18 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 May 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Michael E McClimon
- CRD
- 2744393
- Firm
- Financial Management Services of America · CRD 154136
- Office
- 7400 University Ave, Ste E, Clive, IA 50325
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael McClimon work?
Michael McClimon is an investment adviser representative registered through Financial Management Services of America LLC. since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is Michael McClimon a financial advisor?
Yes. Michael McClimon has a current investment-adviser registration in Iowa, through Financial Management Services of America since April 2019.
How many years of experience does Michael McClimon have?
Michael McClimon has 29 years in the financial industry, since November 1996, across 4 adviser firms.
What exams has Michael McClimon passed?
Michael McClimon has passed 2 licensing exams: the Series 63 and Series 6. The earliest, the Series 63, was passed in May 1996. FINRA credited Michael McClimon with the SIE, which began in October 2018.
Where did Michael McClimon work before Financial Management Services of America?
Before Financial Management Services of America, Michael McClimon was registered through GWN Securities Inc., September 2004 to November 2018; Money Concepts Capital Corp, August 2004 to September 2004; Metlife Securities Inc., January 1999 to August 2003.
Where is Michael McClimon based?
Michael McClimon’s registered office is in Clive, IA.
Is Michael McClimon registered with FINRA?
No. Michael McClimon has no current broker registration.
How can I verify Michael McClimon’s record?
Search CRD 2744393 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael McClimon’s full registration record.