Michael Laufman has been an investment adviser representative at Symphony Financial Services since September 2026, and is not listed among the firm’s executive officers or direct owners.
Symphony Financial Services, Inc. is an Akron, OH firm with $429M under management, 641 clients and 7 advisers across 2 offices, as of its February 2026 filing.
- – present · under a yearAkron, OH · Adviser representative · Firm CRD 125058
Investment adviser representative registrations
Michael Laufman is registered as an investment adviser representative in Ohio, since September 2026.
- OhioSince 25 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 September 2026 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 13 May 2023 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 May 2023 |
| SIE | Securities Industry Essentials Examination | 26 April 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Michael Edward Laufman
- CRD
- 7326074
- Firm
- Symphony Financial Services · CRD 125058
- Office
- 4100 EMBASSY PARKWAY, SUITE 100, Akron, OH 44333
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Laufman work?
Michael Laufman is an investment adviser representative registered through Symphony Financial Services, Inc. since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Michael Laufman a financial advisor?
Yes. Michael Laufman has a current investment-adviser registration in Ohio, through Symphony Financial Services since September 2026.
How many years of experience does Michael Laufman have?
Michael Laufman has 3 years in the financial industry, since May 2023, across 1 adviser firm.
What exams has Michael Laufman passed?
Michael Laufman has passed 4 licensing exams: the SIE, Series 63, Series 6TO and Series 65. The earliest, the SIE, was passed in April 2023.
Where is Michael Laufman based?
Michael Laufman’s registered office is in Akron, OH.
Is Michael Laufman registered with FINRA?
Yes. Michael Laufman has a current broker registration, under CRD 7326074.
Source: FINRA BrokerCheck
How can I verify Michael Laufman’s record?
Search CRD 7326074 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Laufman’s full registration record.