Michael Koontz has been an investment adviser representative at Integrity Financial Advisors since July 2021, and is not listed among the firm’s executive officers or direct owners.
Integrity Financial Advisors, LLC is a Woburn, MA firm with $135M under management, 240 clients and 8 advisers across 6 offices, as of its June 2026 filing.
Michael Koontz’s longest registration was 6 years at KCD Financial, Inc. (2007–2013). Before joining Integrity Financial Advisors in 2021, Michael Koontz was registered through Prosperity Wealth Management, Inc. and Keystone Capital Corporation.
- – present · 5 yearsForest, VA · Adviser representative · Firm CRD 313369
- Prosperity Wealth Management, Inc.– · 6 yearsCharlotte, NC · Adviser representative · Firm CRD 174328
- Keystone Capital Corporation– · 1 yearCharlotte, NC · Adviser representative · Firm CRD 10722
- KCD Financial, Inc.– · 6 yearsCharlotte, NC · Adviser representative · Firm CRD 127473
Investment adviser representative registrations
Michael Koontz is registered as an investment adviser representative in 2 states. Each was approved in April 2022.
- North CarolinaSince 29 April 2022
- TexasSince 28 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 2 September 1982 |
| Series 1 | Registered Representative Examination | 14 April 1975 |
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Representative Examination
- Full name
- Michael Dale Koontz
- CRD
- 807069
- Firm
- Integrity Financial Advisors · CRD 313369
- Office
- Forest, VA
- Registration
- Investment adviser registration
- In the industry since
- October 1975
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Koontz work?
Michael Koontz is an investment adviser representative registered through Integrity Financial Advisors, LLC since July 2021, and is not listed among the firm’s executive officers or direct owners.
Is Michael Koontz a financial advisor?
Yes. Michael Koontz has a current investment-adviser registration in North Carolina and Texas, through Integrity Financial Advisors since July 2021.
How many years of experience does Michael Koontz have?
Michael Koontz has 51 years in the financial industry, since October 1975, across 4 adviser firms.
What exams has Michael Koontz passed?
Michael Koontz has passed 3 licensing exams: the Series 1, Series 63 and Series 6TO. The earliest, the Series 1, was passed in April 1975. FINRA credited Michael Koontz with the SIE, which began in October 2018.
Where did Michael Koontz work before Integrity Financial Advisors?
Before Integrity Financial Advisors, Michael Koontz was registered through Prosperity Wealth Management, Inc., February 2015 to July 2021; Keystone Capital Corporation, February 2014 to February 2015; KCD Financial, Inc., May 2007 to December 2013.
Where is Michael Koontz based?
Michael Koontz’s registered office is in Forest, VA.
Is Michael Koontz registered with FINRA?
No. Michael Koontz has no current broker registration.
How can I verify Michael Koontz’s record?
Search CRD 807069 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Koontz’s full registration record.