Michael Keane has been Director of Wilmington Trust Investment Advisors since June 2025, is a control person of the firm and directly owns under 5% of it.
Wilmington Trust Investment Advisors, Inc. is a Wilmington, DE firm with $17.8B under management, 155 clients and 74 advisers across 16 offices, as of its August 2026 filing.
No adviser firm registrations are on Michael Keane’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 27 | Financial and Operations Principal Examination | 27 March 2024 |
| Series 24 | General Securities Principal Examination | 27 March 2024 |
| Series 7TO | General Securities Representative Examination | 27 March 2024 |
| Series 79TO | Investment Banking Registered Representative Examination | 27 March 2024 |
| Series 99TO | Operations Professional Examination | 27 March 2024 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 19 February 2009 |
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Michael J Keane
- CRD
- 5630279
- Firm
- Wilmington Trust Investment Advisors · CRD 106909
- Role
- Director
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Keane work?
Michael Keane has been Director of Wilmington Trust Investment Advisors, Inc. since June 2025, and is a control person of the firm.
Does Michael Keane have a current investment-adviser registration?
Michael Keane has no current investment-adviser or broker registration.
What exams has Michael Keane passed?
Michael Keane has passed 6 licensing exams: the Series 7, Series 27, Series 24, Series 7TO, Series 79TO and Series 99TO. The earliest, the Series 7, was passed in February 2009. FINRA credited Michael Keane with the SIE, which began in October 2018.
Is Michael Keane registered with FINRA?
No. Michael Keane has no current broker registration.
How can I verify Michael Keane’s record?
Search CRD 5630279 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Keane’s full registration record.
- Edna WarrenChair of the Board and Chief Executive Officer
- Gerald BakerDirector/Executive Vice President
- Matthew GlaserExecutive Vice President & Head of Equity and Non-Traditional Investments
- Anthony RothPresident & Chief Investment Officer, Director
- Luke TilleyExecutive Vice President & Chief Economist
- Randy VogelExecutive Vice President and Head of Fixed Income
- Andrew BaldaufChief Compliance Officer
- John KelleyChief Administrative Officer & Chief Operations Officer
- Lisa RobertsDirector