Anthony Roth has been President & Chief Investment Officer, Director of Wilmington Trust Investment Advisors since February 2015, is a control person of the firm and directly owns under 5% of it. Anthony Roth holds a J.D. from Harvard Law School, a Masters in French and International Tax Law from Université Panthéon Sorbonne and a B.A. in Philosophy from Brown University.
Wilmington Trust Investment Advisors, Inc. is a Wilmington, DE firm with $17.8B under management, 155 clients and 74 advisers across 16 offices, as of its August 2026 filing.
Tony Roth is Senior Executive Vice President and Chief Investment Officer of Wilmington Trust Investment Advisors. Roth has been Chief Investment Officer at Wilmington Trust Investment Advisors since 2014. Earlier, Roth was Chief Investment Officer at Aquitaine Management from 2013 to 2014 and Chief Investment Officer, Private Wealth at UBS from 2010 to 2013.
Anthony Roth’s longest registration is the current one, 11 years at Wilmington Trust Investment Advisors since 2014. Before joining Wilmington Trust Investment Advisors in 2014, Anthony Roth was registered through UBS Financial Services Inc. and Bear, Stearns & Co. Inc.
- – present · 11 yearsWilmington, DE · Adviser representative · Firm CRD 106909
- UBS Financial Services Inc.– · 4 yearsWeehawken, NJ · Adviser representative · Firm CRD 8174
- Bear, Stearns & Co. Inc.– · 2 yearsNew York, NY · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Anthony Roth is registered as an investment adviser representative in Delaware, since November 2014.
- DelawareSince 20 November 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 30 January 2009 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 19 November 2008 |
| Series 53 | Municipal Securities Principal Examination | 13 September 2006 |
| Series 24 | General Securities Principal Examination | 12 May 2006 |
| Series 65 | Uniform Investment Adviser Law Examination | 5 April 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 March 2001 |
| Series 7 | General Securities Representative Examination | 13 April 2000 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Anthony Michael Roth
- CRD
- 4149212
- Firm
- Wilmington Trust Investment Advisors · CRD 106909
- Role
- President & Chief Investment Officer, Director
- Office
- 1100 NORTH MARKET STREET, Wilmington, DE 19801
- Registration
- Investment adviser registration
- In the industry since
- June 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wilmingtontrust.com
Where does Anthony Roth work?
Anthony Roth has been President & Chief Investment Officer, Director of Wilmington Trust Investment Advisors, Inc. since February 2015, and is a control person of the firm.
Is Anthony Roth a financial advisor?
Yes. Anthony Roth has a current investment-adviser registration in Delaware, through Wilmington Trust Investment Advisors since November 2014.
How many years of experience does Anthony Roth have?
Anthony Roth has 24 years in the financial industry, since June 2002, across 3 adviser firms.
What exams has Anthony Roth passed?
Anthony Roth has passed 8 licensing exams: the Series 7, Series 63, Series 65, Series 24, Series 53, Series 9, Series 10 and Series 52TO. The earliest, the Series 7, was passed in April 2000. FINRA credited Anthony Roth with the SIE, which began in October 2018.
Where did Anthony Roth work before Wilmington Trust Investment Advisors?
Before Wilmington Trust Investment Advisors, Anthony Roth was registered through UBS Financial Services Inc., August 2008 to December 2012; Bear, Stearns & Co. Inc., April 2006 to June 2008.
Where is Anthony Roth based?
Anthony Roth’s registered office is in Wilmington, DE.
Is Anthony Roth registered with FINRA?
No. Anthony Roth has no current broker registration.
How can I verify Anthony Roth’s record?
Search CRD 4149212 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Roth’s full registration record.
- Edna WarrenChair of the Board and Chief Executive Officer
- Gerald BakerDirector/Executive Vice President
- Matthew GlaserExecutive Vice President & Head of Equity and Non-Traditional Investments
- Luke TilleyExecutive Vice President & Chief Economist
- Randy VogelExecutive Vice President and Head of Fixed Income
- Andrew BaldaufChief Compliance Officer
- Michael KeaneDirector
- John KelleyChief Administrative Officer & Chief Operations Officer
- Lisa RobertsDirector