Michael Holbrook has been an investment adviser representative at Southland Equity Partners since October 2023, and is not listed among the firm’s executive officers or direct owners.
Southland Equity Partners, LLC. is a firm with $891M under management, 1,766 clients and 21 advisers across 18 offices, as of its July 2026 filing.
Michael Holbrook’s longest registration was 15 years at FSC Securities Corporation (2007–2023). Before joining Southland Equity Partners in 2023, Michael Holbrook was registered through FSC Securities Corporation and 1717 Capital Management Company.
- Osaic Wealth, Inc.Also current– present · 2 yearsWalnut Creek, CA · Adviser representative · Firm CRD 23131
- – present · 3 yearsWalnut Creek, CA · Adviser representative · Firm CRD 154481
- FSC Securities Corporation– · 15 yearsWalnut Creek, CA · Adviser representative · Firm CRD 7461
- 1717 Capital Management Company– · 10 yearsWalnut Creek, CA · Adviser representative · Firm CRD 4082
Investment adviser representative registrations
Michael Holbrook is registered as an investment adviser representative in California, since October 2023.
- CaliforniaSince 20 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 28 December 1989 |
| Series 7 | General Securities Representative Examination | 16 September 1989 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Stephen Holbrook
- CRD
- 1956854
- Firm
- Southland Equity Partners · CRD 154481
- Office
- 1212 Broadway Plaza, Suite 2100, Walnut Creek, CA 94596
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1990
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Holbrook work?
Michael Holbrook is an investment adviser representative registered through Southland Equity Partners, LLC. since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Michael Holbrook a financial advisor?
Yes. Michael Holbrook has a current investment-adviser registration in California, through Southland Equity Partners since October 2023.
How many years of experience does Michael Holbrook have?
Michael Holbrook has 35 years in the financial industry, since October 1990, across 4 adviser firms.
What exams has Michael Holbrook passed?
Michael Holbrook has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in September 1989. FINRA credited Michael Holbrook with the SIE, which began in October 2018.
Where did Michael Holbrook work before Southland Equity Partners?
Before Southland Equity Partners, Michael Holbrook was registered through 1717 Capital Management Company, July 1997 to December 2007.
Where is Michael Holbrook based?
Michael Holbrook’s registered office is in Walnut Creek, CA.
Is Michael Holbrook registered with FINRA?
Yes. Michael Holbrook has a current broker registration, under CRD 1956854.
Source: FINRA BrokerCheck
How can I verify Michael Holbrook’s record?
Search CRD 1956854 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Holbrook’s full registration record.