Michael Gorman has been an investment adviser representative at Babb Wealth Advisors since January 2024, and is not listed among the firm’s executive officers or direct owners. Michael Gorman studied at Marquette University.
Babb Wealth Advisors LLC is a Flagstaff, AZ firm with $209M under management, 347 clients and 3 advisers across 2 offices, as of its September 2026 filing.
Mike Gorman is Financial Planner of Babb Financial Group. He joined the firm in January 2024, bringing nearly a decade of financial services experience that began in corporate finance. His work centers on individuals, families and business owners navigating life transitions, with a particular focus on student loan planning.
Michael Gorman’s longest registration was 4 years at BKD Wealth Advisors, LLC (2016–2021). Before joining Babb Wealth Advisors in 2024, Michael Gorman was registered through Experience Your Wealth, LLC and Facet Wealth, Inc.
- Babb Wealth Advisors LLCCurrent– present · 2 yearsFlagstaff, AZ · Adviser representative · Firm CRD 298347
- Experience Your Wealth, LLC– · 1 yearFlagstaff, AZ · Adviser representative · Firm CRD 305991
- Facet Wealth, Inc– · 1 yearFlagstaff, AZ · Adviser representative · Firm CRD 285961
- BKD Wealth Advisors, LLC– · 4 yearsDenver, CO · Adviser representative · Firm CRD 110905
Professional designations
Listed by Babb Wealth Advisors
- CFP®
- CSLP®
Investment adviser representative registrations
Michael Gorman is registered as an investment adviser representative in 2 states. The first approvals date from January 2024; the most recent is Arizona, in March 2024.
- ArizonaSince 22 March 2024
- TexasSince 8 January 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 December 2016 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Michael Walsh Gorman
- CRD
- 6737228
- Firm
- Babb Wealth Advisors · CRD 298347
- Office
- 1117 W. ROUTE 66, Flagstaff, AZ 86001
- Registration
- Investment adviser registration
- In the industry since
- February 2017
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- babbgroup.com
Where does Michael Gorman work?
Michael Gorman is an investment adviser representative registered through Babb Wealth Advisors LLC since January 2024, and is not listed among the firm’s executive officers or direct owners.
Is Michael Gorman a financial advisor?
Yes. Michael Gorman has a current investment-adviser registration in Arizona and Texas, through Babb Wealth Advisors since January 2024.
How many years of experience does Michael Gorman have?
Michael Gorman has 9 years in the financial industry, since February 2017, across 4 adviser firms.
What exams has Michael Gorman passed?
Michael Gorman passed the Series 65 in December 2016.
Where did Michael Gorman work before Babb Wealth Advisors?
Before Babb Wealth Advisors, Michael Gorman was registered through Experience Your Wealth, LLC, October 2022 to December 2023; Facet Wealth, Inc, October 2021 to November 2022; BKD Wealth Advisors, LLC, December 2016 to September 2021.
Where is Michael Gorman based?
Michael Gorman’s registered office is in Flagstaff, AZ.
Is Michael Gorman registered with FINRA?
No. Michael Gorman has no current broker registration.
Is Michael Gorman a CFP?
Babb Wealth Advisors lists Michael Gorman with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Michael Gorman’s record?
Search CRD 6737228 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Gorman’s full registration record.
