Travis Babb has been President of Babb Wealth Advisors since July 2018, is a control person of the firm and directly owns under 5% of it. Travis Babb holds an Economics degree from Arizona State University.
Babb Wealth Advisors LLC is a Flagstaff, AZ firm with $209M under management, 347 clients and 3 advisers across 2 offices, as of its September 2026 filing.
Travis Babb is President of Babb Financial Group, based in Flagstaff, Arizona. He leads a planning, investment and tax team. He has been part of the firm since 2004 and moved into an advisory role in 2008, and he oversees the coordinated delivery of financial planning, investment management and tax strategy.
Travis Babb’s longest registration is the current one, 8 years at Babb Wealth Advisors since 2018. Before joining Babb Wealth Advisors in 2018, Travis Babb was registered through Investment Advisors Corp and On Investment Management Co.
- Babb Wealth Advisors LLCCurrent– present · 8 yearsFlagstaff, AZ · Adviser representative · Firm CRD 298347
- Investment Advisors Corp– · 4 yearsFlagstaff, AZ · Adviser representative · Firm CRD 117531
- On Investment Management Co– · 3 yearsFlagstaff, AZ · Adviser representative · Firm CRD 105662
Professional designations
Listed by Babb Wealth Advisors
- CFP®
Investment adviser representative registrations
Travis Babb is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2018; the most recent is Texas, in April 2019.
- ArizonaSince 19 October 2018
- TexasResidentSince 18 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 30 January 2009 |
| Series 7 | General Securities Representative Examination | 19 December 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Travis Christopher Babb
- CRD
- 5561676
- Firm
- Babb Wealth Advisors · CRD 298347
- Role
- President
- Office
- 1117 W. ROUTE 66, Flagstaff, AZ 86001
- Registration
- Investment adviser registration
- In the industry since
- March 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- babbgroup.com
Where does Travis Babb work?
Travis Babb has been President of Babb Wealth Advisors LLC since July 2018, and is a control person of the firm.
Is Travis Babb a financial advisor?
Yes. Travis Babb has a current investment-adviser registration in Arizona and Texas, through Babb Wealth Advisors since October 2018.
How many years of experience does Travis Babb have?
Travis Babb has 17 years in the financial industry, since March 2009, across 3 adviser firms.
What exams has Travis Babb passed?
Travis Babb has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2008. FINRA credited Travis Babb with the SIE, which began in October 2018.
Where did Travis Babb work before Babb Wealth Advisors?
Before Babb Wealth Advisors, Travis Babb was registered through Investment Advisors Corp, January 2014 to October 2018; On Investment Management Co, August 2010 to January 2014.
Where is Travis Babb based?
Travis Babb’s registered office is in Flagstaff, AZ.
Is Travis Babb registered with FINRA?
No. Travis Babb has no current broker registration.
Is Travis Babb a CFP?
Babb Wealth Advisors lists Travis Babb with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Travis Babb’s record?
Search CRD 5561676 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Travis Babb’s full registration record.
