Michael Golembiesky has been an investment adviser representative at Herbert J. Sims Capital Management since February 2023, and is not listed among the firm’s executive officers or direct owners.
Herbert J. Sims Capital Management, Inc. is a Fairfield, CT firm with $437M under management, 350 clients and 25 advisers across 5 offices, as of its April 2026 filing.
Michael Golembiesky’s longest registration was 8 years at Associated Investment Services, Inc. (2014–2022). Before joining Herbert J. Sims Capital Management in 2023, Michael Golembiesky was registered through Associated Investment Services, Inc. and Investacorp Advisory Services Inc.
- – present · 3 yearsBloomington, MN · Adviser representative · Firm CRD 134510
- Associated Investment Services, Inc.– · 8 yearsEagan, MN · Adviser representative · Firm CRD 1464
- Investacorp Advisory Services Inc– · 1 yearLoves Park, IL · Adviser representative · Firm CRD 109011
Investment adviser representative registrations
Michael Golembiesky is registered as an investment adviser representative in 4 states. The first approvals date from February 2023; the most recent is Florida, in May 2024.
- ConnecticutSince 16 February 2023
- FloridaSince 6 May 2024
- MinnesotaSince 2 February 2023
- WisconsinSince 8 June 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 November 2012 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 July 2005 |
| Series 7 | General Securities Representative Examination | 2 June 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Braden Golembiesky
- CRD
- 4498169
- Firm
- Herbert J. Sims Capital Management · CRD 134510
- Office
- 8300 Norman Center Drive, Suite 100, Bloomington, MN 55437-1028
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Golembiesky work?
Michael Golembiesky is an investment adviser representative registered through Herbert J. Sims Capital Management, Inc. since February 2023, and is not listed among the firm’s executive officers or direct owners.
Is Michael Golembiesky a financial advisor?
Yes. Michael Golembiesky has a current investment-adviser registration in Connecticut, Florida, Minnesota and Wisconsin, through Herbert J. Sims Capital Management since February 2023.
How many years of experience does Michael Golembiesky have?
Michael Golembiesky has 20 years in the financial industry, since January 2006, across 3 adviser firms.
What exams has Michael Golembiesky passed?
Michael Golembiesky has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in June 2005. FINRA credited Michael Golembiesky with the SIE, which began in October 2018.
Where did Michael Golembiesky work before Herbert J. Sims Capital Management?
Before Herbert J. Sims Capital Management, Michael Golembiesky was registered through Associated Investment Services, Inc., May 2014 to December 2022; Investacorp Advisory Services Inc, January 2013 to March 2014.
Where is Michael Golembiesky based?
Michael Golembiesky’s registered office is in Bloomington, MN.
Is Michael Golembiesky registered with FINRA?
Yes. Michael Golembiesky has a current broker registration, under CRD 4498169.
Source: FINRA BrokerCheck
How can I verify Michael Golembiesky’s record?
Search CRD 4498169 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Golembiesky’s full registration record.
