Michael Goldfeder has been an investment adviser representative at Prospect Financial Services since December 2021, and is not listed among the firm’s executive officers or direct owners.
Prospect Financial Services LLC is a Melville, NY firm with $431M under management, 613 clients and 9 advisers in one office, as of its March 2026 filing.
Michael Goldfeder is a Wealth Advisor with Prospect Financial Services. He has 25 years of experience in the financial planning industry. He began his career at a regional brokerage firm that specialized in U.S. Government securities, Agency bonds and Municipal bonds, then moved to a regional full-service broker/dealer where his practice focused on holistic financial planning. He also held management roles and served as Investment Specialist for two national insurance companies.
Michael Goldfeder’s longest registration was 8 years at Lincoln Financial Advisors Corporation (2011–2020). Before joining Prospect Financial Services in 2021, Michael Goldfeder was registered through The Pinnacle Financial Group and Lincoln Financial Advisors Corporation.
- – present · 4 yearsMelville, NY · Adviser representative · Firm CRD 314154
- The Pinnacle Financial Group– · under a yearMelville, NY · Adviser representative · Firm CRD 164395
- Lincoln Financial Advisors Corporation– · 8 yearsMelville, NY · Adviser representative · Firm CRD 3978
- Hornor, Townsend & Kent, Inc.– · 3 yearsUniondale, NY · Adviser representative · Firm CRD 4031
- Park Avenue Securities LLC– · 2 yearsNew York, NY · Adviser representative · Firm CRD 46173
Professional designations
Listed by Prospect Financial Services
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Michael Goldfeder is registered as an investment adviser representative in New York, since December 2021.
- New YorkSince 21 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 21 January 2009 |
| Series 65 | Uniform Investment Adviser Law Examination | 9 June 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 October 1994 |
| Series 7 | General Securities Representative Examination | 28 September 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Allan Goldfeder
- CRD
- 2542820
- Firm
- Prospect Financial Services · CRD 314154
- Office
- 445 BROAD HOLLOW ROAD, SUITE CL-43, Melville, NY 11747
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1994
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- profinserv.net
Where does Michael Goldfeder work?
Michael Goldfeder is an investment adviser representative registered through Prospect Financial Services LLC since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Michael Goldfeder a financial advisor?
Yes. Michael Goldfeder has a current investment-adviser registration in New York, through Prospect Financial Services since December 2021.
How many years of experience does Michael Goldfeder have?
Michael Goldfeder has 31 years in the financial industry, since October 1994, across 5 adviser firms.
What exams has Michael Goldfeder passed?
Michael Goldfeder has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in September 1994. FINRA credited Michael Goldfeder with the SIE, which began in October 2018.
Where did Michael Goldfeder work before Prospect Financial Services?
Before Prospect Financial Services, Michael Goldfeder was registered through Lincoln Financial Advisors Corporation, September 2011 to July 2020; Hornor, Townsend & Kent, Inc., August 2007 to July 2011; Park Avenue Securities LLC, June 2005 to July 2007.
Where is Michael Goldfeder based?
Michael Goldfeder’s registered office is in Melville, NY.
Is Michael Goldfeder registered with FINRA?
Yes. Michael Goldfeder has a current broker registration, under CRD 2542820.
Source: FINRA BrokerCheck
Is Michael Goldfeder a CFP?
Prospect Financial Services lists Michael Goldfeder with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Michael Goldfeder’s record?
Search CRD 2542820 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Goldfeder’s full registration record.
