Michael Fairbrother has been Owner of Prospect Financial Services since July 2021, is not listed as a control person, but directly owns under 5% of the firm.
Prospect Financial Services LLC is a Melville, NY firm with $431M under management, 613 clients and 9 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Michael Fairbrother’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 10 December 2012 |
| Series 7 | General Securities Representative Examination | 27 November 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Frances Fairbrother
- CRD
- 5376940
- Firm
- Prospect Financial Services · CRD 314154
- Role
- Owner
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Fairbrother work?
Michael Fairbrother has been Owner of Prospect Financial Services LLC since July 2021.
Does Michael Fairbrother have a current investment-adviser registration?
Michael Fairbrother has a current broker registration and no current investment-adviser registration.
What exams has Michael Fairbrother passed?
Michael Fairbrother has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in November 2012. FINRA credited Michael Fairbrother with the SIE, which began in October 2018.
Is Michael Fairbrother registered with FINRA?
Yes. Michael Fairbrother has a current broker registration, under CRD 5376940.
Source: FINRA BrokerCheck
How can I verify Michael Fairbrother’s record?
Search CRD 5376940 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Fairbrother’s full registration record.
